Broker-Dealer Fraud methodology →
EDGAR forms: Form D
recall 29% precision 9%
Corporate Disclosure Fraud methodology →
EDGAR forms: 10-K · 10-Q · 8-K
recall 56% precision 8%
Investment Adviser Fraud methodology →
EDGAR forms: ADV · ADV-E · ADV-W · Form D
recall 33% precision 13% + content rule precision 10%
Obstruction of Justice methodology →
No EDGAR filing fingerprint — criminal/DOJ-side scheme, detected from case text.
active development — services may be restarted or go down without notice and data is regenerated frequently. Do not rely on any data or service here. Nothing on this site is legal, financial, or investment advice.

Securities Anomalies

Full Corpus Statistics 766
SEC/DOJ Heuristics

766 documents, 3 sources, 188.1MB, 1998–2026. Filtered to securities-fraud signals (pump-dump · unregistered · ticker · manipulation · reverse-merger · boiler-room · shell · microcap · penny-stock · insider).

All 9,614 insider-trading 2,591 unregistered-securities 1,828 pump-and-dump 1,004 ponzi 759 market-manipulation 675 accounting-fraud 582 financial-fraud 498 investment-adviser-fraud 348 non-corporate 260 broker-dealer-fraud 249 pre-ipo-fraud 168 boiler-room 167 corporate-fraud 139 crypto-securities 110 affinity-fraud 52 health-care-fraud 49 fcpa 33 obstruction 30 public-corruption 27 advance-fee 25 cyber-fraud 17 racketeering 3
Selected scheme types: investment-adviser-fraud, broker-dealer-fraud, corporate-fraud, obstruction contains 766 documents clear
SEC 694 docs
SEC Litigation Releases / complaint 125 | 2001–2026 | 67.3MB
SEC Litigation Releases / judgment 31 | 2003–2026 | 20.5MB
SEC Litigation Releases / litigation release 387 | 1999–2026 | 24.7MB
SEC Press Releases / complaint 38 | 2011–2022 | 59.6MB
SEC Press Releases / press release 113 | 1998–2025 | 5.5MB
DOJ 72 docs
DOJ SDNY / indictment 5 | 2013–2023 | 2.6MB
DOJ SDNY / press release 67 | 2013–2025 | 7.9MB
build b23a6a8 · corpus snapshot pinned to this build