Investment Adviser Fraud methodology →
EDGAR forms: ADV · ADV-E · ADV-W · Form D
recall 33% precision 13% + content rule precision 10%
Pre-IPO Fraud methodology →
EDGAR forms: S-1 · Form D · 1-A
recall 72% precision 8% + content rule precision 0%
Market Manipulation methodology →
EDGAR forms: SC 13D/G · 13F
recall 53% precision 9% + content rule precision 11%
Boiler Room methodology →
EDGAR forms: Form D
recall 50% precision 4%
active development — services may be restarted or go down without notice and data is regenerated frequently. Do not rely on any data or service here. Nothing on this site is legal, financial, or investment advice.

Securities Anomalies

Full Corpus Statistics 1,358
SEC/DOJ Heuristics

1,358 documents, 3 sources, 418.3MB, 1997–2026. Filtered to securities-fraud signals (pump-dump · unregistered · ticker · manipulation · reverse-merger · boiler-room · shell · microcap · penny-stock · insider).

All 9,614 insider-trading 2,591 unregistered-securities 1,828 pump-and-dump 1,004 ponzi 759 market-manipulation 675 accounting-fraud 582 financial-fraud 498 investment-adviser-fraud 348 non-corporate 260 broker-dealer-fraud 249 pre-ipo-fraud 168 boiler-room 167 corporate-fraud 139 crypto-securities 110 affinity-fraud 52 health-care-fraud 49 fcpa 33 obstruction 30 public-corruption 27 advance-fee 25 cyber-fraud 17 racketeering 3
Selected scheme types: market-manipulation, investment-adviser-fraud, pre-ipo-fraud, boiler-room contains 1,358 documents clear
SEC 1,239 docs
SEC Litigation Releases / complaint 229 | 2003–2026 | 215.6MB
SEC Litigation Releases / judgment 24 | 2003–2026 | 15.9MB
SEC Litigation Releases / litigation release 701 | 1998–2026 | 44.9MB
SEC Press Releases / complaint 88 | 2010–2024 | 115.9MB
SEC Press Releases / press release 197 | 1997–2025 | 9.5MB
DOJ 119 docs
DOJ SDNY / indictment 5 | 2013–2023 | 3.0MB
DOJ SDNY / press release 114 | 2013–2026 | 13.5MB
build b23a6a8 · corpus snapshot pinned to this build