2025-12-23 sec-litreleases judgment 1930 KB 140 chars

SEC v. Native American Energy Group, Inc.; Joseph D' Arrigo; David Rudzik; Lisa D' Arrigo; and Lorraine Alejandro, Eastern District of New York (Dec. 23, 2025) — Judgment

raw: SEC v. NATIVE AMERICAN ENERGY GROUP

SEC v. NATIVE AMERICAN ENERGY GROUP (Dec. 23, 2025)

Caption
Securities and Exchange Commission v. Native American Energy Group, Inc., et al.
Source PDF JSON

Enriched metadata

Scheme
unregistered-securities (90%)
Court
Eastern District of New York
Outcome
settled
Disgorgement
$70,000
Civil penalty
$70,000
Classified unregistered-securities(confidence 90%). EDGAR detection: forms Form D/S-1· recall 41% / precision 30%. detection rule →
Statutes
15 U.S.C. § 78o(a)15 u.s.c. § 78o(d)15 U.S.C. § 77t(d)15 U.S.C. § 78u(d)28 US.C. § 196111 U.S.C. § 523(a)15 U.S.C. § 78j(b)15 U.S.C. § 78111 U.S.C. § 52317 C.F.R. § 202.5(f)Section l0(b) of the Securities Exchange ActSection 17(a) of the Securities ActSections 5(a) and 5(c) of the Securities ActSections 5(a) and 5(c) of the Securities ActSection 8 of the Securities ActSection 20(e) of the Securities ActSection 20(d) of the Securities Act
Parties
Securities and Exchange CommissionNative American Energy Group, Inc.Joseph D' ArrigoDavid RudzikLisa D' ArrigoLorraine Alejandro
Keywords
actioncommissionngg-pk documentdocument pagepage pageidcivil penaltycivilshallpenaltysecuritiesexchangefurther orderedfurtherordered adjudgedadjudged decreed

Extracted insights

Entities 7
  • person david rudzik
  • person Joseph D' Arrigo
  • person Lisa D' Arrigo
  • person Lorraine Alejandro
  • company Native American Energy Group, Inc.
  • agency Securities and Exchange Commission
  • unknown David Rudzik
Triples 5
  • Securities And Exchange Commission filed a Complaint David Rudzik
  • David Rudzik consented to the Court's jurisdiction over Defendant and the subject matter of this action
  • David Rudzik consented to entry of this Judgment without admitting or denying the allegations of the Complaint
  • David Rudzik is permanently restrained and enjoined from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5
  • David Rudzik is permanently restrained and enjoined from violating Section 17(a) of the Securities Act of 1933
PDF
SEC v. NATIVE AMERICAN ENERGY GROUP · Source
Text layers
Extracted body text (140c) 
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