SEC v. Charles D. Oliver, Middle District of Florida (Dec. 15, 2025) — Complaint
raw: SEC v. CHARLES D. OLIVER
SEC v. CHARLES D. OLIVER (Dec. 15, 2025)
Classified unregistered-securities(confidence 97%). EDGAR detection: forms Form D/S-1· recall 41% / precision 30%. detection rule →
Statutes
15 U.S.C. § 78o(a)15 U.S.C. § 80b-6(2)15 U.S.C. § 77t(d)15 U.S.C. § 78u(d)15 U.S.C. § 80b-9(e)15 U.S.C. § 80b-9(d)15 U.S.C. §77v(a)15 U.S.C. §78aa(a)15 U.S.C. §80b-1428 U.S.C. § 246215 U.S.C. § 77e(a)15 U.S.C. § 78o(b)15 U.S.C. § 80b-2(a)15 U.S.C. § 78(o)28 USC 1583721 USC 8814231 USC 13015 USC 168126 USC 760928 U.S.C. 134528 U.S.C. 133128 U.S.C. 133228 U.S.C. Section 1404(a)28 U.S.C. Section 140747 USC 553Sections 5(a) and 5(c) of the Securities ActSections 5(a) and 5(c) of the Securities ActSection 15(a) of the Securities Exchange ActSection 206(2) of the Investment Advisers ActSection 20(d) of the Securities ActSection 20(b) of the Securities ActSections 20(d) and 22(a) of the Securities ActSections 5(a) and (c) and 17(a)(2) and (3) of the Securities ActSections 5(a) and (c) and 17(a)(2) and (3) of the Securities ActSections 5(a) and (c) and 17(a)(2) and (3) of the Securities ActSection 2(a)(1) of the Securities ActSection 2(a)(1) of the Securities Act
Parties
Securities and Exchange CommissionCharles D. Oliver
Keywords
oliversecuritiesinvestoroilgasdocument pagepage pageidresoluteinvestmentcv-pageclientsdocumentpageidinvestment adviser
Extracted insights
Entities 7
- company an investment adviser through his dba, hidden wealth solutions
- company approximately $52 million of investments in risky, oil and gas securities
- person charles d. oliver
- company clients to invest in the oil and gas securities
- company resolute capital partners, llc
- agency Securities and Exchange Commission
- company transaction-based compensation to oliver through beacon global group, inc.
Triples 14
- Securities And Exchange Commission alleges Charles D. Oliver marketed and sold approximately $52 million of investments in risky, oil and gas securities to approximately 50 retail investors
- Charles D. Oliver marketed and sold approximately $52 million of investments in risky, oil and gas securities
- Charles D. Oliver used a radio show and podcast called Hidden Wealth Radio to reach a larger audience and solicit additional investors
- Charles D. Oliver acted as an investment adviser through his DBA, Hidden Wealth Solutions
- Charles D. Oliver received flat fees and fees as a percentage of assets under management from clients
- Charles D. Oliver advised clients to invest in the Oil and Gas Securities
- Charles D. Oliver did not disclose to his advisory clients the additional transaction-based compensation he received for selling the Oil and Gas Securities
- Charles D. Oliver received at least $4,340,677 in transaction-based compensation from Resolute through Beacon Global
- Charles D. Oliver has never been registered with the Commission in any capacity
- Resolute Capital Partners, LLC paid transaction-based compensation to Oliver through Beacon Global Group, Inc.
- Charles D. Oliver violated the federal securities laws by actively participating in unregistered securities offerings
- Charles D. Oliver acted as a broker in the offer and sale of the Oil and Gas Securities while failing to register with the Commission
- Charles D. Oliver failed to disclose to advisory clients his financial conflict of interest in connection with the sale of the Oil and Gas Securities
- Resolute and Homebound failed to make interest payments and return principal to debt investors when notes came due
Text layers
Extracted body text (140c)
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