2003-11-03 SEC Press press_release 14 KB 140 chars

SEC and NASD Announce Actions as a Result of Findings of "Breakpoint" Overcharges on Mutual Fund Transactions

Release
2003-147
Source JSON

Enriched metadata

Scheme
other
Classified other. No EDGAR filing fingerprint (criminal/DOJ-side scheme). detection rule →
Keywords
nasd announceannounce actionsactions resultresult findingsfindings breakpointbreakpoint overchargesovercharges mutualmutual fundfund transactionssecnasdannounceactionsresultfindings
View original SEC press releasesec.gov
Extracted body text (140c) 
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