2021-04-28 sec-litreleases judgment 135 KB 1,507 chars

SEC v. Mark J. Ahn, No. 1:21-cv-10203, District of Massachusetts (Apr. 28, 2021) — Judgment

raw: Plaintiff, the United States Securities and Exchange Commission (the “Commission”),

Plaintiff, the United States Securities and Exchange Commission (the “Commission”),, No. 1:21-cv-10203 (Apr. 28, 2021)

Caption: Securities & Exchange Commission v. Ahn

summary

Mark J. Ahn entered into a settlement with the SEC to resolve allegations of securities law violations through a proposed judgment.

paragraph

The SEC and Mark J. Ahn filed a joint motion in the District of Massachusetts for the entry of a proposed judgment. While the motion confirms a settlement agreement via a signed consent, the specific dollar amounts and detailed charges are not explicitly detailed in this excerpt. The parties have agreed to all terms contained within the attached judgment to resolve the litigation.

narrative

The Securities and Exchange Commission and defendant Mark J. Ahn have filed a joint motion in the U.S. District Court for the District of Massachusetts requesting the entry of a proposed judgment. The parties have reached a settlement agreement, evidenced by a signed consent, to resolve the enforcement action against Ahn. This motion serves as a procedural request for the court to approve the terms that Ahn and his counsel have already memorialized. Although the underlying fraudulent conduct and specific financial penalties are not detailed in this specific motion excerpt, the document confirms that Ahn has consented to the terms of the final judgment. The resolution aims to conclude the litigation without the need for further trial. The motion was formally submitted by attorneys for both the SEC and the defendant on April 27, 2021.

Enriched metadata

Scheme: unclassified
Court: District of Massachusetts
Case No.: 1:21-cv-10203

Classified unclassified. No EDGAR filing fingerprint (criminal/DOJ-side scheme). detection rule →

Extracted insights

Entities 4

person mark j. ahn
person sandra m. hanna
agency Securities and Exchange Commission
agency United States Securities And Exchange Commission

Triples 75

Plaintiff move this Court enter the attached proposed Judgment
the Commission and Ahn agree to all terms in the Judgment
the parties attach a Consent signed by Ahn and his counsel memorializing his agreement to the terms of the Judgment
the parties request that the Court enter the attached proposed Judgment
Plaintiff move this Court enter the attached proposed Judgment
the Commission and Ahn agree to all terms in the Judgment
the parties attach a Consent signed by Ahn and his counsel memorializing his agreement to the terms of the Judgment
the parties request that the Court enter the attached proposed Judgment
SECURITIES AND EXCHANGE COMMISSION move Court enter the attached proposed Judgment
SECURITIES AND EXCHANGE COMMISSION have agreed to all terms in the Judgment
Mark J. Ahn signed a Consent
Mark J. Ahn agreed to the terms of the Judgment
SECURITIES AND EXCHANGE COMMISSION request Court enter the attached proposed Judgment
United States Securities and Exchange Commission is Plaintiff
Mark J. Ahn is Defendant
United States Securities and Exchange Commission moves Court enter proposed Judgment
Mark J. Ahn moves Court enter proposed Judgment
United States Securities and Exchange Commission agreed to all terms in the Judgment
Mark J. Ahn agreed to all terms in the Judgment
Mark J. Ahn signed Consent
Alfred A. Day represents Plaintiff
Sandra M. Hanna represents Defendant
Securities and Exchange Commission filed against Mark J. Ahn
Securities and Exchange Commission agreed to terms with Mark J. Ahn
Mark J. Ahn signed consent for proposed Judgment
Alfred A. Day represented Securities and Exchange Commission
Sandra M. Hanna represented Mark J. Ahn
Securities and Exchange Commission move for entry proposed Judgment against defendant Mark J. Ahn
Mark J. Ahn agreed to all terms in the Judgment
Mark J. Ahn and his counsel signed Consent memorializing agreement to the terms of the Judgment
Securities and Exchange Commission move that this Court enter the attached proposed Judgment
Securities and Exchange Commission agreed to all terms in the Judgment
Mark J. Ahn agreed to the terms of the Judgment
Mark J. Ahn signed a Consent memorializing his agreement to the terms of the Judgment
parties request that the Court enter the attached proposed Judgment
Securities and Exchange Commission move for entry proposed judgment against defendant Mark J. Ahn
Securities and Exchange Commission agreed to all terms in the judgment
Mark J. Ahn agreed to terms of the judgment
Mark J. Ahn signed consent memorializing agreement to judgment terms
SECURITIES AND EXCHANGE COMMISSION v. MARK J. AHN
SECURITIES AND EXCHANGE COMMISSION move Court enter proposed Judgment
MARK J. AHN move Court enter proposed Judgment
Commission agreed all terms in the Judgment
Ahn agreed all terms in the Judgment
Ahn signed Consent
Alfred A. Day Attorneys for Plaintiff
Sandra M. Hanna Attorneys for Defendant
Securities and Exchange Commission move for entry proposed judgment against defendant Mark J. Ahn
Mark J. Ahn agreed to all terms in the judgment
Mark J. Ahn and his counsel signed Consent memorializing agreement to judgment terms
Securities and Exchange Commission move for entry proposed Judgment against defendant Mark J. Ahn
Securities and Exchange Commission agreed to all terms in the Judgment
Mark J. Ahn agreed to terms of the Judgment
Mark J. Ahn signed Consent memorializing agreement to Judgment terms
SECURITIES AND EXCHANGE COMMISSION v. MARK J. AHN
SECURITIES AND EXCHANGE COMMISSION move entry of proposed Judgment
MARK J. AHN move entry of proposed Judgment
Commission agreed all terms in the Judgment
Ahn agreed all terms in the Judgment
Ahn signed Consent
Alfred A. Day is attorney for Plaintiff
Sandra M. Hanna is attorney for Defendant
Plaintiff, the United States Securities and Exchange Commission (the “Commission”), and defendant Mark J. Ahn move this Court enter the attached proposed Judgment
The Commission and Ahn have agreed all terms in the Judgment
the parties have attached a Consent signed by Ahn and his counsel memorializing his agreement to the terms of the Judgment
The parties request the Court enter the attached proposed Judgment
Plaintiff move this Court enter the attached proposed Judgment
the Commission agree to all terms in the Judgment
the parties attach a Consent signed by Ahn and his counsel memorializing his agreement to the terms of the Judgment
the parties request that the Court enter the attached proposed Judgment
the United States Securities and Exchange Commission move that this Court enter the attached proposed Judgment
Mark J. Ahn move that this Court enter the attached proposed Judgment
The Commission and Ahn have agreed to all terms in the Judgment
the parties have attached a Consent
Ahn and his counsel signed a Consent

PDF

Plaintiff, the United States Securities and Exchange Commission (the “Commission”), · Source

Text layers

Extracted body text (1,507c)

1
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS

________________________________________________
:
SECURITIES AND EXCHANGE COMMISSION, :
:
Plaintiff, :
:
v. : No. 1:21-cv-10203-ADB
:
MARK J. AHN, :
:
:
Defendant. :
:
________________________________________________:

JOINT MOTION FOR ENTRY OF PROPOSED
JUDGMENT AGAINST DEFENDANT MARK J. AHN

Plaintiff, the United States Securities and Exchange Commission (the “Commission”),
and defendant Mark J. Ahn move that this Court enter the attached proposed Judgment. The
Commission and Ahn have agreed to all terms in the Judgment. In support of this motion, the
parties have attached a Consent signed by Ahn and his counsel memorializing his agreement to
the terms of the Judgment. The parties respectfully request that the Court enter the attached
proposed Judgment.

2
Respectfully submitted,
SECURITIES AND EXCHANGE
COMMISSION

/s/ Alfred A. Day
Alfred A. Day (BBO No. 654436)
Martin F. Healey (BBO No. 227550)
Asita Obeyesekere (DC Bar No. 451637)
Nita Klunder (BBO No. 689304)
33 Arch Street, 24th Floor
Boston, MA 02110
(617) 573-4537

Attorneys for Plaintiff

BRUCH HANNA LLP

/s/ Sandra M. Hanna
Sandra M. Hanna (pro hac vice)
1099 New York Avenue, Suite 500
Washington, DC 20001
(202) 969-1630

Attorneys for Defendant

Dated: April 27, 2021

OCR text (1,522c · tika · 95% conf)

UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS

________________________________________________
:
SECURITIES AND EXCHANGE COMMISSION, :
:
Plaintiff, :
:

v. : No. 1:21-cv-10203-ADB
:

MARK J. AHN, :
:
:
Defendant. :
:
________________________________________________:

JOINT MOTION FOR ENTRY OF PROPOSED
JUDGMENT AGAINST DEFENDANT MARK J. AHN

Plaintiff, the United States Securities and Exchange Commission (the “Commission”),

and defendant Mark J. Ahn move that this Court enter the attached proposed Judgment. The

Commission and Ahn have agreed to all terms in the Judgment. In support of this motion, the

parties have attached a Consent signed by Ahn and his counsel memorializing his agreement to

the terms of the Judgment. The parties respectfully request that the Court enter the attached

proposed Judgment.

Respectfully submitted,

SECURITIES AND EXCHANGE
COMMISSION

/s/ Alfred A. Day
Alfred A. Day (BBO No. 654436)
Martin F. Healey (BBO No. 227550)
Asita Obeyesekere (DC Bar No. 451637)

Nita Klunder (BBO No. 689304)
33 Arch Street, 24th Floor

Boston, MA 02110
(617) 573-4537