2025-08-04 sec-litreleases litigation_release 64 KB 755 chars

SEC v. David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; and Broad Street Inc., No. LR-26366, Southern District of Florida (Aug. 4, 2025) — Press Release

raw: David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.

David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc., No. 1:25-cv-20436-DPG (Aug. 4, 2025)

Caption
Securities and Exchange Commission v. David J. Feingold, Joseph B. Baldassarra, Steven S. Baldassarra, Broad Street Global Management, LLC, Broad Street Inc. et al.
Source PDF JSON
summary

The SEC sued David J. Feingold, the Baldassarra brothers, and Broad Street entities for securities fraud, resulting in a court order to unseal the complaint and complete an accounting.

paragraph

The SEC filed a complaint against David J. Feingold, Joseph B. Baldassarra, Steven S. Baldassarra, Broad Street Global Management, LLC, and Broad Street Inc. for alleged securities fraud. While specific dollar amounts are detailed in a prior release, the current litigation involves a case filed in the Southern District of Florida. The court has recently ordered the defendants to complete a mandatory accounting by August 31, 2025.

narrative

The U.S. Securities and Exchange Commission filed a securities fraud complaint against David J. Feingold, Joseph B. Baldassarra, Steven S. Baldassarra, Broad Street Global Management, LLC, and Broad Street Inc. The case was originally filed in the U.S. District Court for the Southern District of Florida on January 29, 2025. Following a joint motion by the parties, the court unsealed the complaint on July 25, 2025. In addition to unsealing the documents, the court extended certain briefing deadlines. The defendants are now ordered to complete a previously mandated accounting by August 31, 2025. Detailed financial figures and specific charges are referenced in the earlier Litigation Release No. 26289.

Enriched metadata

Scheme
investment-adviser-fraud (80%)
Court
Southern District of Florida
Case No.
1:25-cv-20436-DPG
Entity
Broad Street Global Management, LLC
Classified investment-adviser-fraud(confidence 80%). EDGAR detection: forms ADV/ADV-E/ADV-W/Form D· recall 33% / precision 13%. detection rule →
Parties
Securities and Exchange CommissionDavid J. FeingoldJoseph B. BaldassarraSteven S. BaldassarraBroad Street Global Management, LLCBroad Street Inc.
Keywords
broad streetbaldassarrabroadstreetdavid feingoldfeingold josephjoseph baldassarrabaldassarra stevensteven baldassarrabaldassarra broadstreet globalglobal managementsecurities exchangeexchange commissiondavid

Exhibits & Attached Documents (1)

Extracted insights

Entities 8
  • organization Broad Street Global Management, LLC
  • organization Broad Street Inc.
  • person David J. Feingold
  • person Joseph B. Baldassarra
  • agency Securities and Exchange Commission
  • person Steven S. Baldassarra
  • court u.s. district court for the southern district of florida
  • organization U.S. District Court For The Southern District Of Florida
Triples 3
  • U.S. District Court For The Southern District Of Florida entered an Order unsealing the Commission’s Complaint, extending certain briefing deadlines, and ordering the Defendants to complete a previously ordered accounting by August 31, 2025
  • Securities And Exchange Commission filed a Complaint against David J. Feingold, Joseph B. Baldassarra, Steven S. Baldassarra, Broad Street Global Management, LLC, Broad Street Inc. et. al.
  • Defendants must complete a previously ordered accounting by August 31, 2025
PDF (from attached: complaint)
perpetrated by David J. Feingold, Joseph B. Baldassarra, Steven S. Baldassarra, and the entities · Source
Text layers
Extracted body text (755c) 
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26366 / August 4, 2025 Securities and Exchange Commission v. David J. Feingold, Joseph B. Baldassarra, Steven S. Baldassarra, Broad Street Global Management, LLC, Broad Street Inc. et. al., Case No. 1:25-cv-20436-DPG (S.D. Fla. filed Jan. 29, 2025) Court Unseals SEC Complaint and Orders Defendants to Complete Accounting On July 25, 2025, upon joint motion of the parties, the U.S. District Court for the Southern District of Florida entered an Order unsealing the Commission’s Complaint, in addition to extending certain briefing deadlines and ordering the Defendants to complete a previously ordered accounting by August 31, 2025. For further information, see Litigation Release No. 26289.
OCR text (755c · html-text · 99% conf) 
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26366 / August 4, 2025 Securities and Exchange Commission v. David J. Feingold, Joseph B. Baldassarra, Steven S. Baldassarra, Broad Street Global Management, LLC, Broad Street Inc. et. al., Case No. 1:25-cv-20436-DPG (S.D. Fla. filed Jan. 29, 2025) Court Unseals SEC Complaint and Orders Defendants to Complete Accounting On July 25, 2025, upon joint motion of the parties, the U.S. District Court for the Southern District of Florida entered an Order unsealing the Commission’s Complaint, in addition to extending certain briefing deadlines and ordering the Defendants to complete a previously ordered accounting by August 31, 2025. For further information, see Litigation Release No. 26289.

Related documents (4)