Financial-Statement Fraud methodology →
EDGAR forms: 10-K · 10-Q · 8-K · NT 10-K
recall 67% precision 23% + content rule precision 26%
Investment Adviser Fraud methodology →
EDGAR forms: ADV · ADV-E · ADV-W · Form D
recall 33% precision 13% + content rule precision 10%
Insider Trading methodology →
EDGAR forms: 4 · 3 · 5 · 144 · 8-K · 10-Q
recall 81% precision 19%
Market Manipulation methodology →
EDGAR forms: SC 13D/G · 13F
recall 53% precision 9% + content rule precision 11%
Ponzi methodology →
EDGAR forms: Form D
recall 35% precision 15% + content rule precision 0%
active development — services may be restarted or go down without notice and data is regenerated frequently. Do not rely on any data or service here. Nothing on this site is legal, financial, or investment advice.

Securities Anomalies

Full Corpus Statistics 4,871
SEC/DOJ Heuristics

4,871 documents, 3 sources, 1354.5MB, 1995–2026. Filtered to securities-fraud signals (pump-dump · unregistered · ticker · manipulation · reverse-merger · boiler-room · shell · microcap · penny-stock · insider).

All 9,614 insider-trading 2,591 unregistered-securities 1,828 pump-and-dump 1,004 ponzi 759 market-manipulation 675 accounting-fraud 582 financial-fraud 498 investment-adviser-fraud 348 non-corporate 260 broker-dealer-fraud 249 pre-ipo-fraud 168 boiler-room 167 corporate-fraud 139 crypto-securities 110 affinity-fraud 52 health-care-fraud 49 fcpa 33 obstruction 30 public-corruption 27 advance-fee 25 cyber-fraud 17 racketeering 3
Selected scheme types: insider-trading, ponzi, market-manipulation, financial-fraud, investment-adviser-fraud contains 4,871 documents clear
SEC 4,498 docs
SEC Litigation Releases / complaint 886 | 1995–2026 | 767.2MB
SEC Litigation Releases / judgment 51 | 2003–2026 | 22.5MB
SEC Litigation Releases / litigation release 2,587 | 1995–2026 | 165.4MB
SEC Press Releases / complaint 305 | 2006–2026 | 320.2MB
SEC Press Releases / press release 669 | 1997–2026 | 29.8MB
DOJ 373 docs
DOJ SDNY / indictment 9 | 2013–2024 | 6.4MB
DOJ SDNY / press release 364 | 2013–2026 | 42.9MB
build b23a6a8 · corpus snapshot pinned to this build