| | SEC v. Kasirer, et al., No. 00-CV-4567 (N.D. Ill. June 29, 2000), alleged that defendants fraudulently offered and sold over $131 million in municipal revenue bonds through a Ponzi scheme, diverting proceeds from newer bond offerings to cover shortfalls in earlier projects | SEC-LR |
| | Press Release: SEC Files Action to Halt $25 Million Fraudulent Scheme Preying Upon Retirement Savings of Senior Citizens | SEC-PR |
| | Securities and Exchange Commission v. Chicago D&P, Inc., et al., No. ______ (N.D. Cal. Apr. 20, 2026), alleged fraud in the offer and sale of unregistered securities by promising inflated, guaranteed returns of up to 36% annually through a fictitious real estate financing venture | SEC-LR |
| | John Fernandez, Avail Progression, LLC, and Elite Generators, LLC | SEC-PR |
| | SEC v. John F. Turant, No. 18351 (S.D.N.Y.), defs:body | SEC-LR |
| | Press Release: SEC Enforcement Action Charges Entertainment Promoter Jack Utsick and Others in Connection With $300 Million Offering Fraud; 2006-59; Apr. 17, 2006 | SEC-PR |
| | Terrence Chalk | SEC-PR |
| | Press Release: SEC Charges 26 Defendants in $428 Million Securities Fraud That Targeted Senior Citizens and Retirement Savings | SEC-PR |
| | The SEC’s Office of Investor Education and Advocacy is | SEC-PR |
| | The SEC’s Office of Investor Education and Advocacy | SEC-PR |
| | Press Release: SEC Charges California Investment Adviser With Impersonating Clients to Steal From Accounts | SEC-PR |
| | SEC v. Chicago D&P, Inc., (N.D. Cal. Apr. 23, 2026), the SEC obtained an order freezing the defendants’ assets alleging they operated a fraudulent Ponzi scheme that misled investors about real‑estate investments. | SEC-LR |
| | SEC Charges Jewelry Wholesaler with Fraudulent Securities Offering Targeting Current and Retired Police Officers and Firefighters | SEC-PR |
| | SEC Charges Samuel Israel III, Daniel E. Marino, Bayou Management, and Bayou Funds For Defrauding Hedge Fund Investors and Misappropriating Investor Assets | SEC-PR |
| 2026-04-24 | | United States v. Lusher, No. 25-cr-387 (S.D.N.Y. Apr. 24, 2026), pleaded guilty to wire fraud for orchestrating a Ponzi scheme that defrauded over 20 investors of nearly $9 million by falsely claiming investments funded a trucking business, when in fact funds were used for personal luxuries and to pay earlier investors | DOJ-SDNY |
| 2026-04-21 | | Voyager Pacific Capital Management, LLC; Roger David Hardcastle; John Giarmarco; Vanessa Lung Medlock; and Relief Defendants Adagio SPE LLC; Andante SPE LLC; Brighton Cove LLC; Cayucos Dream, LLC; GSD Equities, LLC; HGM Holdings LLC; Kastlemark LLC; Martin-Taylor Company LLC; Premier Property Management Group, LLC | SEC-LR |
| 2026-04-21 | | SEC v. Voyager Pacific Capital Management, No. 4456521 (S.D.N.Y. Apr. 21, 2026), Complaint, defs:caption | SEC-LR |
| 2026-04-17 | | SEC v. NAMBIAR, No. 253140 (S.D.N.Y. Apr. 17, 2026), JASON H | SEC-LR |
| 2026-04-17 | | SEC v. Sudheesh Nambiar, No. 26-cv-03203 (N.D. Cal. Apr. 15, 2026), the SEC alleged that Nambiar defrauded hundreds of investors of approximately $44 million through a Ponzi‑like scheme and fraudulent offering. | SEC-LR |
| 2026-04-08 | | SEC v. Gianoplus Consortia LLC a/k/a | SEC-LR |
| 2026-04-02 | | SEC v. Personal Representative of (S.D.N.Y. Apr. 2, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-03-30 | | SEC v. Abdo, No. 26512 (S.D.N.Y. Dec. 14, 2023), Complaint, llm-upgrade | SEC-LR |
| 2026-03-30 | | SEC v. Titanium Capital LLC (S.D.N.Y. Mar. 30, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-03-27 | | SEC v. Krish Kumar, No. 26-cv-00184 (N.D. Okla. Mar. 26, 2026), SEC alleged Kumar made materially false and misleading representations to investors and misappropriated approximately $7 million of fund assets. | SEC-LR |
| 2026-03-27 | | Securities and Exchange Commission v. Kumar, No. 26-cv-00184-JFJ (N.D. Okla. Mar. 26, 2026), alleged that Kumar, while acting as an investment adviser, raised approximately $7.8 million from investors through falsely represented proprietary algorithmic trading strategies and misappropriated nearly $7 million of fund assets for personal use. | SEC-LR |
| 2026-03-17 | | SEC v. BIN HAO and (S.D.N.Y. Mar. 17, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-03-17 | | Bin Hao and Qidian LLC | SEC-LR |
| 2026-02-27 | | Former New York City Real Estate Developer Pleads Guilty to Defrauding Investors | DOJ-SDNY |
| 2026-02-27 | | SEC v. Ofer Abarbanel, No. 21-CV-5429 (S.D.N.Y. Feb. 27, 2026), Amended Complaint, llm-upgrade | SEC-LR |
| 2026-02-25 | | SEC v. Charles T. Lawrence, No. 26492 (S.D.N.Y. May 1, 2023), Complaint, llm-upgrade | SEC-LR |
| 2026-02-25 | | SEC v. Charles T. Lawrence Jr. (S.D.N.Y. Feb. 25, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-02-24 | | SEC v. Joel Castellanos, No. 23-cr-20350-JEM (S.D.N.Y. Feb. 24, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-02-24 | | SEC v. MJ Capital Funding, No. 26490 (S.D.N.Y. Feb. 23, 2026), defs:body | SEC-LR |
| 2026-02-05 | | SEC v. MARAT LIKHTENSTEIN (S.D.N.Y. Feb. 5, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-01-29 | | Satish Appalakutty; Lorven Funds; Lorven Advisors LLC; Vistalytics Inc. | SEC-LR |
| 2026-01-29 | | SEC v. Appalakutty Et Al., No. 253140 (S.D.N.Y. Jan. 29, 2026), Complaint, llm-upgrade | SEC-LR |
| 2026-01-16 | | North Shore Equity Sales, LLC d/b/a ) Jury Demanded | SEC-LR |
| 2026-01-16 | | North Shore Equity Sales, LLC d/b/a ) Jury Demanded | SEC-LR |
| 2026-01-16 | | SEC v. Matthew M. Motil, No. 26462 (S.D.N.Y. Sept. 25, 2023), U | SEC-LR |
| 2026-01-06 | | SEC v. BERNARDO MENDIA-ALCARAZ (a/k/a | SEC-LR |
| 2026-01-06 | | Bernardo Mendia-Alcaraz and Toltec Capital LLC | SEC-LR |
| 2025-12-30 | | Securities and Exchange Commission v. Bradford and Linarducci, No. 1:25-cv-07284 (N.D. Ga. Dec. 19, 2025), alleged securities fraud in connection with a $300 million Ponzi scheme involving false representations about guaranteed returns and collateralized real estate investments | SEC-LR |
| 2025-12-30 | | SEC v. DAVID J. BRADFORD AND (S.D.N.Y. Dec. 30, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-12-23 | | United States v. Melton, No. 25-cr-789 (S.D.N.Y. Dec. 20, 2025), indicted for securities fraud and wire fraud for operating a Ponzi scheme under the guise of an algorithmic trading fund | DOJ-SDNY |
| 2025-12-18 | | United States v. Lucas, No. 25-cr-789 (S.D.N.Y. Dec. 18, 2025), indicted for securities fraud, investment adviser fraud, wire fraud, and money laundering for allegedly diverting over $50 million in investor funds to personal expenses, unrelated ventures, and Ponzi-like payments | DOJ-SDNY |
| 2025-12-18 | | United States v. Mendoza, No. 23-cr-456 (S.D.N.Y. Dec. 18, 2025), pleaded guilty to conspiracy to commit wire fraud and illegal reentry for his role as a senior promoter in the IcomTech cryptocurrency Ponzi scheme, which defrauded thousands of Spanish-speaking victims by falsely promising guaranteed daily returns on non-existent crypto investments | DOJ-SDNY |
| 2025-12-17 | | SEC v. Mina Tadrus et al., No. 1:23-cv-05708 (E.D.N.Y. Dec. 12, 2025), The court entered a final consent judgment ordering Tadrus to pay $4,070,350 in disgorgement, plus interest, and permanently enjoining him from violating federal securities laws. | SEC-LR |
| 2025-12-15 | | Securities and Exchange Commission v. Mohammed, No. 1:25-cv-01499 (C.D. Ill. Dec. 12, 2025), alleged that he engaged in a fraudulent scheme by misappropriating approximately $585,000 from investors through false representations about a nonexistent payment processing business and making sham payments to create the illusion of returns. | SEC-LR |
| 2025-12-12 | | SEC v. Nathan Gauvin; Blackridge | SEC-LR |
| 2025-11-26 | | Securities and Exchange Commission v. Lichtenstein, No. 25-cv-8742 (S.D.N.Y. Oct. 22, 2025), alleged that the fund manager defrauded over 25 investors by misappropriating approximately $2.7 million raised through a hedge fund and notes scheme, using funds for personal expenses and Ponzi-like payments rather than as promised. | SEC-LR |
| 2025-11-26 | | SEC v. SOLOMON LICHTENSTEIN (S.D.N.Y. Nov. 26, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-11-19 | | SEC v. Linh Thuy Le and Trong Hoang Luu, No. 26421 (S.D.N.Y. Oct. 15, 2025), U | SEC-LR |
| 2025-11-19 | | SEC v. Le et al., No. 8:25‑cv‑02324 (C.D. Cal. Oct. 15, 2025), SEC alleged that Le and Luu conducted an unregistered securities offering that raised at least $26.5 million from roughly 1,400 investors by promising guaranteed high returns and misappropriated the funds for personal use. | SEC-LR |
| 2025-11-19 | | SEC v. Marco G. Santarelli, No. 26420 (S.D.N.Y. Oct. 20, 2025), U | SEC-LR |
| 2025-11-19 | | Securities and Exchange Commission v. Marco G. Santarelli, No. 8:25-cv-02375 (C.D. Cal. Oct. 20, 2025), alleged that defendant operated a Ponzi scheme by fraudulently raising over $71 million from investors through false promises of high-yield returns and using new investor funds to pay prior investors without disclosure. | SEC-LR |
| 2025-09-30 | | SEC v. Agridime, No. 26415 (S.D.N.Y. Dec. 11, 2023), Complaint, llm-upgrade | SEC-LR |
| 2025-09-25 | | SEC v. Taino Adrian Lopez et al., No. 1:25‑cv‑24356 (S.D. Fla.) (SEC alleged that the defendants fraudulently raised about $112 million from investors through misrepresentations about the profitability of Retail Ecommerce Ventures and its portfolio companies, using new investor funds to pay returns). | SEC-LR |
| 2025-09-25 | | SEC v. Taino Adrian Lopez, No. 26413 (S.D.N.Y. Sept. 25, 2025), U | SEC-LR |
| 2025-09-22 | | SEC v. PATHYAM PATEL (S.D.N.Y. Sept. 22, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-09-18 | | Court dismiss with prejudice the SEC’s claims against defendant Mark Kuhrt (“Kuhrt”) pursuant | SEC-LR |
| 2025-09-18 | | United States v. Artamonov, S.D.N.Y. (Sep. 18, 2025), the government indicted Artamonov for securities fraud, investment adviser fraud, and wire fraud alleging he misappropriated over $4 million from investors. | DOJ-SDNY |
| 2025-09-18 | | SEC v. Stanford International Bank, No. 26405 (S.D.N.Y. Feb. 17, 2009), defs:body | SEC-LR |
| 2025-09-17 | | Justin R. Kimbrough (“Kimbrough”), Terry Nikopoulos (“Nikopoulos”), TKJ Investments Corp. | SEC-LR |
| 2025-09-17 | | SEC v. Justin R. Kimbrough, No. 26402 (S.D.N.Y. Sept. 17, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-09-09 | | SEC v. Henry Paul Regan, No. 26392 (S.D.N.Y. Sept. 4, 2025), U | SEC-LR |
| 2025-09-09 | | United States v. Regan, No. 25-cr-487 (S.D.N.Y. Sept. 4, 2025), indicted for conspiracy, securities fraud, and wire fraud in connection with a $60 million Ponzi scheme that defrauded over 300 investors and left more than $50 million in losses | DOJ-SDNY |
| 2025-09-08 | | Complaint against Defendants Arsalan Rawjani (“Rawjani”), Trade with Ayasa, LLC, a Texas | SEC-LR |
| 2025-09-05 | | SEC v. Calvin Guess, No. 292406 (S.D.N.Y. Sept. 5, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-09-05 | | SEC v. Austin Danger Ellison-Meade, No. 26389 (S.D.N.Y. Jan. 24, 2023), U | SEC-LR |
| 2025-09-05 | | SEC v. Calvin Guess, No. 26390 (S.D.N.Y. Sept. 4, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-09-05 | | Securities and Exchange Commission v. Ellison-Meade, No. 2:23-cv-00521 (C.D. Cal. Jan. 24, 2023), alleged that defendant solicited approximately $2.8 million from investors by falsely claiming to use a proprietary algorithm to generate high returns, while misappropriating funds for personal expenses and making Ponzi payments. | SEC-LR |
| 2025-09-03 | | SEC v. Daryl F. Heller, No. 26387 (S.D.N.Y. Sept. 3, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-09-03 | | SEC v. Heller et al., No. 5:25-cv-05036 (E.D. Pa. Sep. 3, 2025), alleged a Ponzi‑like scheme that raised more than $770 million from investors and caused approximately $400 million in losses. | SEC-LR |
| 2025-08-29 | | SEC v. FARAZ DAR (also known as OSMAN | SEC-LR |
| 2025-08-29 | | SEC v. Faraz Dar and Horizon Platinum LLC, No. 26386 (S.D.N.Y. Aug. 28, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-08-20 | | SEC v. Stock Purse Trading LLC, No. 22590 (S.D.N.Y. Aug. 20, 2025), Amended Complaint, llm-upgrade | SEC-LR |
| 2025-08-20 | | SEC v. Stock Purse Trading LLC, No. 26379 (S.D.N.Y. Aug. 21, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-08-18 | | SEC v. the Estate of Stephen Romney, No. 6296535 (S.D.N.Y. Aug. 18, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-08-15 | | Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant) | SEC-LR |
| 2025-08-15 | | SEC v. RYAN R. WEAR, No. 24-2-10753-3 (S.D.N.Y. Aug. 15, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-08-15 | | And Other Relief and Demand for a Jury Trial | SEC-LR |
| 2025-08-15 | | SEC v. Wear, No. 26375 (S.D.N.Y. Aug. 14, 2025), llm-upgrade | SEC-LR |
| 2025-08-14 | | United States v. Wear et al., No. 25-cr-487 (S.D.N.Y. Aug. 14, 2025), indicted for operating a $200 million Ponzi scheme through fake water vending machines and for investment adviser fraud by concealing personal financial interests in the scheme | DOJ-SDNY |
| 2025-08-05 | | United States v. Banegas et al., S.D.N.Y. (Aug. 5, 2025), the government indicted Lourdes Rosales Banegas and Ramon Concepcion for allegedly defrauding over one hundred victims of more than one million dollars through a fraudulent investment scheme. | DOJ-SDNY |
| 2025-07-30 | | SEC v. Rocha, No. 1:23‑cv‑11779 (D. Mass. Aug. 3, 2023), SEC alleged that Rocha deceived investors of at least $1 million by promising 12% monthly returns, misappropriated the funds for personal gambling and luxury expenses, and operated a Ponzi‑like scheme. | SEC-LR |
| 2025-07-30 | | SEC v. Jose D. Rocha, No. 26365 (S.D.N.Y. Aug. 3, 2023), U | SEC-LR |
| 2025-07-22 | | SEC v. 17 | Edwin Emmett Lickiss | SEC-LR |
| 2025-07-22 | | SEC v. Civil Action File No., No. 1:25-cv- (S.D.N.Y. Jul. 22, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-07-22 | | SEC v. Edwin Emmett Lickiss, No. 26360 (S.D.N.Y. Jul. 22, 2025), U | SEC-LR |
| 2025-07-22 | | Edwin Brant Frost IV and First Liberty Building & Loan LLC | SEC-LR |
| 2025-07-14 | | Imer Gomez, Individually and d/b/a ) Jury Trial Demanded | SEC-LR |
| 2025-07-14 | | SEC v. Imer Gomez, No. 26349 (S.D.N.Y. Jul. 14, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-07-11 | | SEC v. Joshua Thomas Jackson, No. 26345 (S.D.N.Y. Jul. 11, 2025), U | SEC-LR |
| 2025-07-11 | | SEC v. Diana Mae Fernandez, No. 26346 (S.D.N.Y. Dec. 21, 2023), U | SEC-LR |
| 2025-07-11 | | SEC v. Diana Mae Fernandez, No. 1:23-CV- (S.D.N.Y. Jul. 11, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-07-10 | | SEC Charges Georgia-based First Liberty Building & Loan and its Owner for Operating a $140 Million Ponzi Scheme | SEC-PR |
| 2025-07-10 | | SEC v. Civil Action File No. | SEC-PR |
| 2025-06-26 | | SEC v. Robynne Alexander, No. 26336 (S.D.N.Y. Jun. 26, 2025), U | SEC-LR |
| 2025-05-29 | | United States v. Chalk, (S.D.N.Y. May 29, 2025), United States sentenced Chalk to three years in prison for investment adviser fraud and a Ponzi scheme that defrauded investors of approximately $4.8 million. | DOJ-SDNY |
| 2025-05-27 | | SEC v. Christopher Aubin, No. 26315 (S.D.N.Y. May 27, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-05-27 | | SEC v. CHRISTOPHER AUBIN, No. 25-CV- (S.D.N.Y. May 27, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-05-23 | | SEC v. Kenneth Mattson and Relief Defendant KS Mattson Partners LP, No. 26312 (S.D.N.Y. May 23, 2025), U | SEC-LR |
| 2025-05-23 | | SEC v. Mattson Et Al., No. 253140 (S.D.N.Y. May 23, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-05-23 | | SEC v. Natario et al., No. 25-cv-00895-JCM-EJY (D. Nev. May 23, 2025), SEC alleged the defendants operated a $10 million Ponzi scheme by soliciting investments in a purported merchant cash advance business and using investor funds to pay returns to other investors. | SEC-LR |
| 2025-05-23 | | SEC v. Natario et al., No. 25-CV-00895 (D. Nev. May 21, 2025), SEC alleged that Natario and Baker operated a Ponzi scheme that defrauded investors of more than $10 million by falsely promising returns from merchant cash advances. | SEC-LR |
| 2025-05-22 | | DUNCAN C. SIMPSON LAGOY (Cal. Bar No. 298776) | SEC-PR |
| 2025-05-22 | | SEC Charges Former Real Estate Investment CEO With Operating Multimillion Dollar Ponzi-Like Scheme | SEC-PR |
| 2025-05-07 | | United States v. Schuster (S.D. Fla. May 7, 2025), the government indicted Schuster for allegedly defrauding investors of more than $10 million through wire and securities fraud. | DOJ-SDNY |
| 2025-05-07 | | SEC v. JOSHUA SCHUSTER and SCHUSTER (S.D.N.Y. May 7, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-05-02 | | SEC v. KENNETH W. ALEXANDER II, No. 4:25-cv-446 (S.D.N.Y. May 2, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-05-02 | | SEC v. Kenneth W. Alexander II, No. 26301 (S.D.N.Y. May 2, 2025), defs:body | SEC-LR |
| 2025-04-29 | | SEC v. Ramil Ventura Palafox, No. 26295 (S.D.N.Y. Apr. 22, 2025), defs:body | SEC-LR |
| 2025-04-29 | | Securities and Exchange Commission v. Biogenic, Inc., et al., No. 5:21-cv-12236 (E.D. Mich. Sept. 23, 2021), alleged that defendants defrauded over 55 investors of nearly $7 million through false claims about a medical device generating passive income, using fabricated usage reports and Ponzi payments to sustain the scheme. | SEC-LR |
| 2025-04-29 | | SEC Charges Three Texans with Defrauding Investors in $91 Million Ponzi Scheme | SEC-PR |
| 2025-04-29 | | SEC v. Jury Trial Demanded, No. 48357 (S.D.N.Y. Apr. 29, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-04-29 | | SEC v. Biogenic, No. 26294 (S.D.N.Y. Sept. 23, 2021), U | SEC-LR |
| 2025-04-22 | | SEC v. GPB Capital Holdings, No. 26290 (E.D.N.Y. Feb. 4, 2021), Complaint, llm-upgrade | SEC-LR |
| 2025-04-22 | | SEC v. Gpb Capital Holdings, No. 116-283 (S.D.N.Y. Apr. 22, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-04-22 | | SEC Charges PGI Global Founder with $198 Million Crypto Asset and Foreign Exchange Fraud Scheme | SEC-PR |
| 2025-04-22 | | SEC v. Jury Trial Demanded | SEC-PR |
| 2025-04-21 | | SEC v. David J. Feingold, No. 26289 (S.D.N.Y. Jan. 29, 2025), llm-upgrade | SEC-LR |
| 2025-03-14 | | SEC v. JONATHAN WEBB (S.D.N.Y. Mar. 14, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-03-14 | | SEC v. Jonathan Webb, No. 26267 (S.D.N.Y. Mar. 14, 2025), U | SEC-LR |
| 2025-03-11 | | SEC v. RONALD A. PALLEK, No. 25-CR-43 (S.D.N.Y. Mar. 11, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-03-11 | | SEC v. Ronald Pallek, No. 26264 (S.D.N.Y. Mar. 10, 2025), U | SEC-LR |
| 2025-02-28 | | SEC v. Jury Trial Demanded (S.D.N.Y. Feb. 28, 2025), Complaint, llm-upgrade | SEC-LR |
| 2025-02-24 | | SEC v. Stanford International Bank Ltd., No. 26255 (S.D.N.Y. Feb. 16, 2009), defs:body | SEC-LR |
| 2025-02-20 | | SEC v. Thurman P. Bryant, No. 26252 (S.D.N.Y. May 15, 2017), Amended Complaint, llm-upgrade | SEC-LR |
| 2025-01-13 | | SEC v. William K. Ichioka, No. 26214 (S.D.N.Y. Jan. 13, 2025), U | SEC-LR |
| 2025-01-01 | | SEC Charges Pennsylvania Resident and His Companies with $770 Million Ponzi Scheme | SEC-PR |
| 2025-01-01 | | Founder and Owner of Washington-Based Water Machine Manufacturer and Two Companies Charged in $275 Million Fraud Scheme | SEC-PR |
| 2024-12-30 | | United States v. Madoff, No. 09-cr-213 (S.D.N.Y. Mar. 12, 2009), indicted for operating a $65 billion Ponzi scheme through Bernard L. Madoff Investment Securities LLC | DOJ-SDNY |
| 2024-12-11 | | SEC v. Frederick Tayton Dencer Et Al, No. 479798 (S.D.N.Y. Dec. 11, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-12-11 | | SEC v. Frederick Tayton Dencer, No. 26192 (S.D.N.Y. Dec. 10, 2024), defs:body | SEC-LR |
| 2024-12-03 | | United States v. Brend et al., S.D.N.Y. (Dec. 3, 2024), United States sentenced David Brend and Gustavo Rodriguez to 10 years and eight years in prison for conspiracy to commit wire fraud in a cryptocurrency Ponzi scheme. | DOJ-SDNY |
| 2024-12-03 | | SEC v. Dow Rockwell LLC and Richard Dow Rockwell, No. 26185 (S.D.N.Y. Mar. 31, 2022), Complaint, llm-upgrade | SEC-LR |
| 2024-10-31 | | SEC v. Pannon Investment Advisors LLC and Dusan Varga, No. 26167 (S.D.N.Y. Oct. 30, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-10-25 | | United States v. Lusher, S.D.N.Y. | DOJ-SDNY |
| 2024-10-25 | | United States v. Arsen Lusher, (S.D.N.Y. Oct. 25, 2024), the government charged Lusher with a multi‑year scheme that defrauded more than 20 investors of over $5 million. | DOJ-SDNY |
| 2024-10-16 | | United States v. Juan Tacuri, S.D.N.Y. (Oct. 16, 2024), the senior promoter was sentenced to the statutory maximum of 240 months in prison for operating a cryptocurrency Ponzi scheme. | DOJ-SDNY |
| 2024-09-26 | | SEC v. Marco A Rosas, No. 23-cr-20350-JEM (S.D.N.Y. Sept. 26, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-26 | | SEC v. Karina N Fernandez, No. 23-cr-20350-JEM (S.D.N.Y. Sept. 26, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-26 | | SEC v. Leonela M Duarte, No. 23-cr-20350-JEM (S.D.N.Y. Sept. 26, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-26 | | SEC v. Karina N. Fernandez, No. 26130 (S.D.N.Y. Sept. 24, 2024), U | SEC-LR |
| 2024-09-26 | | SEC v. Bryant Guayara, No. 23-cr-20350-JEM (S.D.N.Y. Sept. 26, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-26 | | SEC v. Erick M. Ruiz, No. 23-cr-20350-JEM (S.D.N.Y. Sept. 26, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-25 | | SEC v. William Rhew Iii, No. 351649 (S.D.N.Y. Sept. 25, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-25 | | SEC v. William Rhew III, No. 26129 (S.D.N.Y. Sept. 23, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-09 | | Securities and Exchange Commission v. Haithcock, No. 1:24-cv-02585-JRR (D. Md. Sept. 6, 2024), alleged to have conducted an offering fraud and Ponzi scheme by misrepresenting his investment expertise, fabricating account statements, and using new investor funds to pay prior investors | SEC-LR |
| 2024-09-03 | | SEC v. Toller Stern Financial LLC, No. 26094 (S.D.N.Y. Sept. 3, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-09-03 | | SEC v. Toller Stern Financial LLC, No. 84419 (S.D.N.Y. Sept. 3, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-08-30 | | SEC v. Tanner S. Adam, No. 26090 (S.D.N.Y. Aug. 27, 2024), llm-upgrade | SEC-LR |
| 2024-08-30 | | SEC v. TANNER S. ADAM, No. 457868 (S.D.N.Y. Aug. 30, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-08-28 | | SEC v. Bernardo Mendia-Alcaraz and Toltec Capital LLC, No. 26085 (S.D.N.Y. Aug. 23, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-08-26 | | SEC Charges Brothers Jonathan and Tanner Adam with $60 Million Ponzi Scheme | SEC-PR |
| 2024-08-20 | | SEC v. Wells Real Estate Investment, No. 26079 (S.D.N.Y. Aug. 12, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-08-20 | | Alie c. Joseph A/iua Janalie c. Bingham | SEC-LR |
| 2024-08-14 | | SEC v. Drive Planning, No. 373984 (S.D.N.Y. Aug. 14, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-08-14 | | SEC v. Drive Planning, No. 26076 (S.D.N.Y. Aug. 13, 2024), llm-upgrade | SEC-LR |
| 2024-08-08 | | SEC v. Thompson Hunt and Associates, No. 26069 (S.D.N.Y. Aug. 8, 2024), defs:body | SEC-LR |
| 2024-07-31 | | SEC v. Matson et al., No. 3:24-cv-01342 (S.D. Cal. July 30, 2024), SEC alleged that Matson and South Bay Acquisitions operated a Ponzi scheme that misappropriated investor funds and violated Sections 17(a) of the Securities Act and Section 10(b) of the Exchange Act. | SEC-LR |
| 2024-07-31 | | SEC v. South Bay Acquisitions, No. 26064 (S.D.N.Y. Jul. 31, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-26 | | SEC v. Roosevelt Tobias Bailey, No. 26057 (S.D.N.Y. Jul. 26, 2024), defs:body | SEC-LR |
| 2024-07-26 | | SEC v. Roosevelt Tobias Bailey, No. 4823910 (S.D.N.Y. Jul. 26, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-25 | | SEC Charges Virginia Engineer with Orchestrating $30 Million Offering Fraud | SEC-PR |
| 2024-07-25 | | SEC v. Babu Ramaraj, No. 26055 (S.D.N.Y. Jul. 25, 2024), U | SEC-LR |
| 2024-07-25 | | SEC v. BABU RAMARAJ, No. 48357 (S.D.N.Y. Jul. 25, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-23 | | SEC v. Robert Newell and Black Hawk Funding, No. 26053 (S.D.N.Y. Jul. 23, 2024), U | SEC-LR |
| 2024-07-23 | | SEC v. ROBERT NEWELL and BLACK HAWK, No. 131032 (S.D.N.Y. Jul. 23, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-19 | | SEC v. Ricardi Celicourt and Brisly Guillaume, No. 26050 (S.D.N.Y. Jul. 19, 2024), U | SEC-LR |
| 2024-07-15 | | SEC v. Eliyahu Weinstein, No. 26049 (S.D.N.Y. Jul. 15, 2024), U | SEC-LR |
| 2024-07-15 | | SEC v. ELIYAHU WEINSTEIN, No. 23-03848 (S.D.N.Y. Jul. 15, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-02 | | SEC v. John J. Kralik V, No. 26043 (S.D.N.Y. Jul. 2, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-02 | | SEC v. John J Kralik V et al, No. 490620 (S.D.N.Y. Jul. 2, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-07-01 | | SEC v. Adrian J. Kawuba, No. 26040 (S.D.N.Y. Jul. 1, 2024), U | SEC-LR |
| 2024-06-11 | | SEC v. : 24 Civ. 4149 | SEC-LR |
| 2024-06-11 | | SEC v. Marc Henry Menard, No. 26019 (E.D.N.Y. Jun. 11, 2024), U | SEC-LR |
| 2024-06-05 | | United States v. Tacuri, No. 23 Cr. 789 (S.D.N.Y. June 5, 2024), pleaded guilty to conspiracy to commit wire fraud for his role as a senior promoter in a global cryptocurrency Ponzi scheme that defrauded investors by falsely promising guaranteed returns and using new investor funds to pay earlier investors and enrich himself | DOJ-SDNY |
| 2024-05-30 | | SEC v. Frank Lynold Mercado and Tiger Wolf Capital, No. 26012 (S.D.N.Y. May 30, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-05-30 | | SEC v. __: _____-CV-________ | SEC-LR |
| 2024-05-20 | | SEC v. Pedram Abraham Mehrian, No. 26008 (S.D.N.Y. May 20, 2024), llm-upgrade | SEC-LR |
| 2024-05-03 | | United States v. Robinson et al., S.D.N.Y. (May 3, 2024), Robinson and Kennedy pleaded guilty to conspiracy to defraud investors in a fraudulent co‑working space business. | DOJ-SDNY |
| 2024-05-01 | | United States v. Idin Dalpour, S.D.N.Y. (May 1, 2024), the government indicted Dalpour for wire fraud alleging he operated a $43 million Ponzi scheme involving a purported Las Vegas hospitality business and a cryptocurrency trading operation. | DOJ-SDNY |
| 2024-04-11 | | SEC v. Zachary J. Horwitz, No. 25973 (S.D.N.Y. Apr. 5, 2021), defs:body | SEC-LR |
| 2024-04-03 | | SEC v. Patrick Churchville, No. 25966 (S.D.N.Y. May 7, 2015), Judgment, llm-upgrade | SEC-LR |
| 2024-03-14 | | La SEC presenta cargos contra 17 individuos por un | SEC-PR |
| 2024-03-14 | | SEC v. Ismael Zarco Sanchez, No. 25949 (S.D.N.Y. Mar. 14, 2024), defs:body | SEC-LR |
| 2024-03-14 | | SEC Charges 17 Individuals in $300 Million Crypto Asset Ponzi Scheme Targeting the Latino Community | SEC-PR |
| 2024-03-14 | | SEC v. Ismael Zarco Sanchez, No. 4:24-cv-939 (S.D.N.Y. Mar. 14, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-02-15 | | United States v. Wisnicki, No. 22-cr-487 (S.D.N.Y. Feb. 15, 2024), pleaded guilty to conspiracy to commit wire fraud and conspiracy to commit money laundering for operating an $18.8 million Ponzi scheme and laundering proceeds of a healthcare fraud conspiracy | DOJ-SDNY |
| 2024-02-12 | | SEC v. John Feloni et al., No. 1:23-cv-12233 (S.D.N.Y. Sept. 29, 2023), U | SEC-LR |
| 2024-01-30 | | SEC v. Xue Samuel Lee, No. 25933 (S.D.N.Y. Jan. 29, 2024), U | SEC-LR |
| 2024-01-30 | | SEC v. Xue Samuel Lee, No. 24-cv-00296 (S.D.N.Y. Jan. 30, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-01-19 | | CEO Of Cryptocurrency Ponzi Scheme “IcomTech” Sentenced To Five-Year Prison Term | DOJ-SDNY |
| 2024-01-18 | | SEC v. Prosper Beyond Moore, No. 457868 (S.D.N.Y. Jan. 18, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-01-18 | | SEC v. Prosperity, No. 25928 (S.D.N.Y. Jan. 18, 2024), Complaint, llm-upgrade | SEC-LR |
| 2024-01-05 | | SEC v. Gopala Krishnan et al., No. 4:23‑cv‑00885‑SDJ (E.D. Tex. Oct. 5, 2023), the SEC alleged the defendants fraudulently raised approximately $129.7 million from investors through misrepresentations and Ponzi‑style payments. | SEC-LR |
| 2024-01-05 | | SEC v. Gopala Krishnan, No. 25922 (S.D.N.Y. Jan. 5, 2024), llm-upgrade | SEC-LR |
| 2024-01-01 | | SEC Charges Russell Todd Burkhalter and His Atlanta-Based Firm With $300 Million Ponzi Scheme and Obtains Emergency Relief | SEC-PR |
| 2024-01-01 | | SEC Charges Founder of $1.7 Billion “HyperFund” Crypto Pyramid Scheme and Top Promoter with Fraud | SEC-PR |