2025-11-21 sec-litreleases complaint 1435 KB 140 chars

SEC v. KEVIN L. JEFFERSON, No. 3:25-cv-02635, Northern District of Texas (Nov. 21, 2025) — Complaint

raw: SEC v. KEVIN L. JEFFERSON

SEC v. KEVIN L. JEFFERSON, No. 3:25-cv-02635 (Nov. 21, 2025)

Caption
U.S. Securities and Exchange Commission v. Jefferson

Enriched metadata

Scheme
unregistered-securities (100%)
Court
Northern District of Texas
Case No.
3:25-cv-02635
Victim loss
$170,000
Victims
67
Entity
Kevin L. Jefferson
Classified unregistered-securities(confidence 100%). EDGAR detection: forms Form D/S-1· recall 41% / precision 30%. detection rule →
Statutes
15 U.S.C. § 78j(b)15 U.S.C. § 78o(a)15 U.S.C. § 77v(a)15 U.S.C. § 78aa(a)15 U.S.C. § 77q(a)15 U.S.C. § 78c(4)15 U.S.C. § 77t(d)15 U.S.C. § 78u(d)17 C.F.R. § 240.10b-517 C.F.R. § 240.10b-5(a)17 C.F.R. § 240.10b-5(b)17 C.F.R. § 240.10b-5(c)Sections 5(a), 5(c), and 17(a) of the Securities ActSections 5(a), 5(c), and 17(a) of the Securities ActSections 5(a), 5(c), and 17(a) of the Securities ActSection 10(b) of the Securities Exchange ActSections 20(b), 20(d)(1), and 22(a) of the Securities ActSections 20(b), 20(d)(1), and 22(a) of the Securities ActSections 20(b), 20(d)(1), and 22(a) of the Securities ActSections 20(b), 20(d)(1), and 22(a) of the Securities ActSection 17(a)(2) of the Securities ActSection 17(a)(3) of the Securities ActRule 10b-5Rule 10b-5(a)Rule 10b-5(b)Rule 10b-5(c)
Parties
Securities and Exchange CommissionJefferson
Keywords
jeffersoninvestorstradingsecuritiesinvestmentexchangeinvestorfundsforexinterstate commercecccinvestor fundsdirectly indirectlyuseaccount

Extracted insights

Entities 2
  • person Kevin L. Jefferson ×2
  • agency Securities and Exchange Commission
Triples 9
  • Kevin L. Jefferson conducted a fraudulent, unregistered offering involving membership interests in his Cashflow Creation Club
  • Kevin L. Jefferson raised over $1,000,000 from at least 67 individuals, mostly unaccredited and unsophisticated investors
  • Kevin L. Jefferson made material misrepresentations about his business experience and prior investment success
  • Kevin L. Jefferson told investors that a $10,000 to $15,000 CCC membership entitled them to a $200,000 Forex account balance with 3-5% monthly returns
  • Kevin L. Jefferson misused investor funds by pooling them into brokerage and bank accounts under his control
  • Kevin L. Jefferson used nearly 85% of investor funds to pay sales commissions and for personal expenses including jewelry, clothing, and travel
  • Kevin L. Jefferson violated Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Section 10(b) of the Exchange Act, and Rule 10b-5
  • Securities and Exchange Commission seeks permanent injunctions, disgorgement with prejudgment interest, and a civil penalty against Kevin L. Jefferson
  • Kevin L. Jefferson was the subject of a 2008 cease-and-desist order by the Alabama Securities Commission for selling unregistered viatical settlement investments
Text layers
Extracted body text (140c)
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