2025-11-21 sec-litreleases judgment 201 KB 140 chars

SEC v. Kevin L. Jefferson, No. 3:25-cv-02635, Northern District of Texas (Nov. 21, 2025) — Judgment

raw: FINAL JUDGMENT AS TO DEFENDANT KEVIN L. JEFFERSON – Page 1

FINAL JUDGMENT AS TO DEFENDANT KEVIN L. JEFFERSON – Page 1, No. 3:25-cv-02635 (Nov. 21, 2025)

Caption
U.S. Securities and Exchange Commission v. Jefferson

Enriched metadata

Scheme
broker-dealer-fraud (95%)
Court
Northern District of Texas
Case No.
3:25-cv-02635
Outcome
settled
Disgorgement
$580,914
Civil penalty
$236,451
Classified broker-dealer-fraud(confidence 95%). EDGAR detection: forms Form D· recall 29% / precision 9%. detection rule →
Statutes
15 U.S.C. § 78j(b)15 U.S.C. § 77q(a)15 U.S.C. § 77e15 U.S.C. § 77h15 U.S.C. § 78o(a)15 U.S.C. § 78o(b)15 U.S.C. § 77t(d)15 U.S.C. § 78u(d)28 U.S.C. § 300128 U.S.C. § 196111 U.S.C. § 52311 U.S.C. § 523(a)17 C.F.R. § 240.10b-5Section 10(b) of the Securities Exchange ActSection 17(a) of the Securities ActSection 5 of the Securities ActSection 8 of the Securities ActSection 15(a)(1) of the Securities Exchange ActSection 15(a)(1) of the Securities Exchange ActSection 20(d) of the Securities ActRule 10b-5
Parties
Securities and Exchange CommissionJefferson
Keywords
finalkevin jeffersonordered adjudgedadjudged decreedhereby orderedfinal kevinfurther herebypagejefferson pagesecuritiescivilfurtherorderedsecurities exchangedirectly indirectly

Extracted insights

Entities 2
  • person Kevin L. Jefferson ×2
  • agency the securities and exchange commission
Triples 8
  • The Securities and Exchange Commission Filed A Complaint
  • Kevin L. Jefferson Entered A general appearance
  • Kevin L. Jefferson Consented To the court’s jurisdiction
  • Kevin L. Jefferson Consented To entry of this Final Judgment
  • Kevin L. Jefferson Waived Findings of fact and conclusions of law
  • Kevin L. Jefferson Waived Any right to appeal from this Final Judgment
  • The Court Ordered Defendant is permanently restrained and enjoined from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5
  • The Court Ordered Defendant is permanently restrained and enjoined from violating Section 17(a) of the Securities Act of 1933
Text layers
Extracted body text (140c)
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