James Clarkson Named Acting District Administrator of the SEC's Fort Worth District Office
James Clarkson was appointed Acting District Administrator of the SEC’s Fort Worth Office in 2005, with no allegations of fraud, misconduct, or legal charges, and was recognized for over 30 years of distinguished service in enforcement and regional leadership.
James Clarkson was named Acting District Administrator of the SEC’s Fort Worth District Office on August 31, 2005, overseeing enforcement and examinations in Texas, Oklahoma, Arkansas, and Kansas. He retained his position as Director of Regional Office Operations in the Division of Enforcement, splitting time between Washington and Fort Worth until a permanent replacement was named. Clarkson, a 30-year SEC veteran, received multiple awards including the Distinguished Service Award and Chairman’s Award for Excellence, with no fraud, financial misconduct, or charges associated with him in the announcement.
James Clarkson was appointed Acting District Administrator of the SEC’s Fort Worth District Office on August 31, 2005, to lead enforcement and examination activities across Texas, Oklahoma, Arkansas, and Kansas. He continued serving as Director of Regional Office Operations in the Division of Enforcement, dividing his time between Washington, D.C., and Fort Worth until a permanent administrator was appointed. A 30-year veteran of the SEC, Clarkson had previously served as acting head of the New York and Philadelphia field offices and held key roles in Corporation Finance and Enforcement. He was honored with the SEC’s Distinguished Service Award, a Meritorious Executive Rank Award, and the Chairman’s Award for Excellence as part of an Enforcement Division team. The official announcement emphasized his leadership experience and the SEC’s confidence in maintaining operational excellence during a transition. No allegations of fraud, financial misconduct, or legal violations were mentioned in any capacity. The document served solely as a personnel announcement affirming his qualifications and institutional trust in his stewardship.
Extracted insights
- person christopher cox
- agency jim will maintain the sec's effective examination oversight
- person linda thomsen
- person lori richards
- agency the sec's distinguished service award
- agency the sec's divisions of corporation finance and enforcement
- Christopher Cox announced the appointment of James A. Clarkson as Acting District Administrator
- James A. Clarkson serves as Director of Regional Office Operations in the Division of Enforcement
- James A. Clarkson split his time between Washington and Fort Worth
- James A. Clarkson served as acting head of other Commission field offices
- James A. Clarkson worked in the SEC's Divisions of Corporation Finance and Enforcement
- Linda Thomsen said she is pleased that Jim agreed to serve as Acting District Administrator
- Lori Richards stated Jim will maintain the SEC's effective examination oversight
- James A. Clarkson has been with the Commission for over 30 years
- James A. Clarkson received the SEC's Distinguished Service Award
- James A. Clarkson earned his undergraduate degree from Princeton University
- James A. Clarkson earned an MBA from Columbia University
- James A. Clarkson earned his law degree from the New York University School of Law
JAMES CLARKSON NAMED ACTING DISTRICT ADMINISTRATOR OF THE SEC'S FORT WORTH DISTRICT OFFICE FOR IMMEDIATE RELEASE 2005-123 Washington, D.C., Aug. 31, 2005 - Securities and Exchange Commission Chairman Christopher Cox today announced the appointment of James A. Clarkson as Acting District Administrator of the SEC's Fort Worth District Office. The office conducts examinations and enforcement activities in a four state area of the Southwest (Texas, Oklahoma, Arkansas and Kansas). Clarkson currently serves as the Director of Regional Office Operations in the Division of Enforcement. He will continue in that position and will split his time between Washington and Fort Worth until a permanent District Administrator is appointed. Clarkson has previously served as an acting head of other Commission field offices during his tenure as Director of Regional Office Operations, including the SEC's offices in New York and Philadelphia. Prior to his appointment to his present position, he was a counsel to two Commissioners and worked in different positions in the SEC's Divisions of Corporation Finance and Enforcement. Linda Thomsen, the SEC's Director of Enforcement said, "I am very pleased that Jim has agreed to serve as the Acting District Administrator in our Fort Worth Office. He brings a wealth of leadership experience to this assignment which will be important during this time of transition for the Fort Worth Office." Lori Richards, the Director of the SEC's Office of Compliance Inspections and Examinations stated, "Together with the examination staff in the Fort Worth Office, I know that Jim will maintain the SEC's effective examination oversight of firms in the Southwest." Clarkson added, "I look forward to the opportunity to work with the outstanding staff in the Fort Worth Office and to help them continue to build upon the office's tradition of excellence." Clarkson has been with the Commission for over 30 years and has received the SEC's Distinguished Service Award, a Meritorious Executive Rank Award and, along with other members of the Enforcement Division, the Chairman's Award for Excellence. He earned his undergraduate degree from Princeton University, an MBA from Columbia University and his law degree from the New York University School of Law. http://www.sec.gov/news/press/2005-123.htm Home | Previous Page Modified: 08/31/2005
JAMES CLARKSON NAMED ACTING DISTRICT ADMINISTRATOR OF THE SEC'S FORT WORTH DISTRICT OFFICE FOR IMMEDIATE RELEASE 2005-123 Washington, D.C., Aug. 31, 2005 - Securities and Exchange Commission Chairman Christopher Cox today announced the appointment of James A. Clarkson as Acting District Administrator of the SEC's Fort Worth District Office. The office conducts examinations and enforcement activities in a four state area of the Southwest (Texas, Oklahoma, Arkansas and Kansas). Clarkson currently serves as the Director of Regional Office Operations in the Division of Enforcement. He will continue in that position and will split his time between Washington and Fort Worth until a permanent District Administrator is appointed. Clarkson has previously served as an acting head of other Commission field offices during his tenure as Director of Regional Office Operations, including the SEC's offices in New York and Philadelphia. Prior to his appointment to his present position, he was a counsel to two Commissioners and worked in different positions in the SEC's Divisions of Corporation Finance and Enforcement. Linda Thomsen, the SEC's Director of Enforcement said, "I am very pleased that Jim has agreed to serve as the Acting District Administrator in our Fort Worth Office. He brings a wealth of leadership experience to this assignment which will be important during this time of transition for the Fort Worth Office." Lori Richards, the Director of the SEC's Office of Compliance Inspections and Examinations stated, "Together with the examination staff in the Fort Worth Office, I know that Jim will maintain the SEC's effective examination oversight of firms in the Southwest." Clarkson added, "I look forward to the opportunity to work with the outstanding staff in the Fort Worth Office and to help them continue to build upon the office's tradition of excellence." Clarkson has been with the Commission for over 30 years and has received the SEC's Distinguished Service Award, a Meritorious Executive Rank Award and, along with other members of the Enforcement Division, the Chairman's Award for Excellence. He earned his undergraduate degree from Princeton University, an MBA from Columbia University and his law degree from the New York University School of Law. http://www.sec.gov/news/press/2005-123.htm Home | Previous Page Modified: 08/31/2005