| | Commission Seeks Feedback and Announces Date of Roundtable on Implementation of Sarbanes-Oxley Internal Control Provisions | SEC-PR |
| | Press Release: Office of the Chief Accountant Selects Two Professional Accounting Fellows; 2006-44; Mar. 30, 2006 | SEC-PR |
| | Press Release: SEC Soliciting Public Comment on Role of IFRS in the U.S. | SEC-PR |
| | Visiting Academic Scholars Named by the Office of Economic Analysis | SEC-PR |
| | Press Release: Registration Begins for <i>‘CCOutreach’</i> National Seminar to Help Chief Compliance Officers Succeed in Protecting Investors (Press Release No. 2007-188; September 19, 2007) | SEC-PR |
| | SEC Staff to Begin Publicly Releasing Comment Letters and Responses | SEC-PR |
| | Press Release: SEC to Close on Tuesday, Jan. 2, 2007, in Observance of National Day of Mourning for Former President Gerald R. Ford; 2006-223; Dec. 29, 2006 | SEC-PR |
| | Press Release: SEC Chairman Cox Appoints Kristin J. Kaepplein Director of the Office of Investor Education and Advocacy; Announces Expansion of the Office | SEC-PR |
| | Luis Mejia Named Chief Litigation Counsel of SEC's Division of Enforcement | SEC-PR |
| | Press Release: SEC Establishes Advisory Committee to Make U.S. Financial Reporting System More User-Friendly for Investors | SEC-PR |
| | Press Release: Statement by SEC Chairman Cox at News Conference on Self Regulation Consolidation; 2006-195; Washington, D.C., Nov. 28, 2006 | SEC-PR |
| | Press Release: SEC Conducts Major Anti-Money Laundering Program for Latin America and the Caribbean (Press Release No. 2007-263; December 13, 2007) | SEC-PR |
| | Press Release: SEC Announces Agenda and Panelists for Roundtable on Mutual Recognition | SEC-PR |
| | Press Release: SEC Announces Roundtable Panelists for Forum on Small Business Capital Formation | SEC-PR |
| | Press Release: Commission Announces Panelists for the SEC Roundtable on Regulation SHO Pilot | SEC-PR |
| | Peter Bresnan and Walter Ricciardi Named Deputy Directors of the SEC's Division of Enforcement | SEC-PR |
| | Press Release: SEC Releases Source Code for Interactive Data Viewer for Free Use by the Market (Press Release No. 2007-194; September 21, 2007) | SEC-PR |
| | Press Release: SEC Small Business Forum to Focus on Recent Rule Proposals for Smaller Companies | SEC-PR |
| | SEC XBRL Voluntary Program Extends to Investment Companies | SEC-PR |
| | SEC, NASAA Announce IARD System Fee Waiver; 2005-145; Oct. 7, 2005 | SEC-PR |
| | Press Release: Commissioner Campos to Leave SEC | SEC-PR |
| | Press Release: SEC Staff Hold CCOutreach Program for SEC Investment Advisers in Europe | SEC-PR |
| | SEC Adopts Amendments to Form 20-F Related to the First-Time Adoption of International Financial Reporting Standards | SEC-PR |
| | Press Release: SEC Chairman Christopher Cox Appoints Andrew Donohue to Be the Commission's Next Director of the Division of Investment Management; 2006-52; Apr. 10, 2006 | SEC-PR |
| | Press Release: SEC Announces Next Steps Relating to International Financial Reporting Standards | SEC-PR |
| | SEC Chairman Announces New Help to Facilitate Payments to Victims of Hurricanes Katrina and Rita | SEC-PR |
| | Press Release: SEC Chairman to Undergo Surgery; Complete Recovery Expected After Brief Recuperation; 2006-13; Jan. 27, 2006 | SEC-PR |
| | Press Contact: John j. Nester (202) 942-7083 SEC Chairman Arthur Levitt, Iowa Officials to Hold Investors' Town Meeting in Des Moines More American households are investing in the markets than ever be | SEC-PR |
| | Press Release: Commission Announces Additional Speaker and Panelists for March 19 Roundtable: Creating Interactive Data to Serve Investors | SEC-PR |
| | May 21 1997 AICPA-Lynn Drake 202.434.9214 | SEC-PR |
| | SEC Among Best Places to Work in the Federal Government | SEC-PR |
| | Press Release: SEC Staff Announces Possible Topics for 2007 CCOutreach Regional Seminars; 2006-199; Dec. 4, 2006 | SEC-PR |
| | Press Release: SEC Announces Roundtable Discussion Regarding Mutual Recognition | SEC-PR |
| | Memorandum of Understanding Signed By SEC CFTC Bank of England and Financial Services Authority | SEC-PR |
| | Press Release: SEC Votes to Codify Longstanding Policy on Shareholder Proposals on Election Procedures | SEC-PR |
| | Press Release: SEC Announces New Unit to Lead Global Move to Interactive Data (Press Release No. 2007-213; October 9, 2007) | SEC-PR |
| | Press Release: SEC Chairman Cox Announces Landmark Progress in Providing Instant, User-Friendly Access to Financial Reporting Information for Investors | SEC-PR |
| | Statements Regarding Announcement by PCAOB Chairman William Mcdonough of His Intention to Resign | SEC-PR |
| | SEC Encourages Particpation In Its Xbrl Voluntary Program | SEC-PR |
| | Press Release: SEC Announces Positive Early Results of Penny Quoting Pilot Program | SEC-PR |
| | Press Release: Office of the Chief Accountant Names Academic Fellows | SEC-PR |
| | Division of Corporation Finance Creates Office of Small Business Policy | SEC-PR |
| | Press Release: Cheryl Linthicum Named Academic Accounting Fellow for SEC Division of Corporation Finance | SEC-PR |
| | SEC Adopts Mutual Fund Redemption Fee Rule, Proposes Rule to Define "NRSRO", Approves PCAOB Budget and Reviews FASB Accounting Support Fee | SEC-PR |
| | News Digest Concerning Scott Evans and Brian White Issued in Error Earlier today, the Commission published a news digest summary concerning an action filed against Scott Evans and Brian White. The sum | SEC-PR |
| | Press Release: SEC Enhances Online Search Capabilities for Investors; 2006-190; Nov. 14, 2006 | SEC-PR |
| | Press Release: SEC, German BaFin Sign Regulatory Cooperation Arrangement | SEC-PR |
| | Press Release: Mutual Funds Begin Providing Risk-Return Information Using Interactive Data | SEC-PR |
| | Press Contact: Christine m. Niedermeier (202) 942-7040 Media Advisory SEC Chairman to address investors' concerns, offer basic investment tips | SEC-PR |
| | Andrew McLelland Named Academic Accounting Fellow for SEC Division of Corporation Finance | SEC-PR |
| | Press Release: SEC Chief Financial Officer Margaret Carpenter to Retire; 2006-215; Dec. 21, 2006 | SEC-PR |
| | Press Release: NYSE Euronext Becomes First Exchange to File Financial Statements Using Interactive Data | SEC-PR |
| | Press Release: Chairman Cox to Convene SEC Chairmen Roundtable | SEC-PR |
| | Press Release: SEC Modernizes Oil and Gas Company Reporting Requirements to Provide Investors With More Meaningful and Comprehensive Disclosure (Dec. 29, 2008) | SEC-PR |
| | Press Release: George Curtis Named Regional Director of the SEC's Central Regional Office; 2006-178; Oct. 19, 2006 | SEC-PR |
| | Extension of Compliance Dates for Non-Accelerated Filers and Foreign Private Issuers Regarding Internal Control Over Financial Reporting Requirements | SEC-PR |
| | Cheryl Linthicum, Mark Taylor and Teri Yohn Named Academic Accounting Fellows in SEC Office of the Chief Accountant | SEC-PR |
| | To Be Discussed at the Sept. 18, 2025 Meeting of the | SEC-PR |
| | Press Release: Nancy Morris To Become Secretary of
U.S. Securities And Exchange Commission; 2005-174; Dec. 7, 2005 | SEC-PR |
| | Press Release: Statement by Securities and Exchange Commission Chairman Christopher Cox Concerning Companies' Activities in Countries Known to Sponsor Terrorism | SEC-PR |
| | SEC Holds 24th Annual Small Business Capital Formation Forum with Advisory Committee Meeting | SEC-PR |
| | Press Release: SEC Staff Provide Information To Assist Newly-Registered Investment Advisers | SEC-PR |
| | SEC Announces Panelists for April 13th Roundtable on Implementation of Internal Control Reporting Provisions | SEC-PR |
| | Christopher Cox Sworn in as SEC Chairman | SEC-PR |
| | SEC Extends Time for Banks to Comply with Gramm-Leach-Bliley Act Broker Registration Requirements | SEC-PR |
| | Statements of SEC Chief Accountant Donald Nicolaisen and Corporation Finance Division Director Alan Beller Regarding New COSO Guidance on Section 404 Compliance | SEC-PR |
| | Reducing time between the execution of a securities transaction and its settlement reduces risk, | SEC-PR |
| | OCR_UNRECOVERABLE | SEC-PR |
| | SEC Adopts Regulation NMS and Provisions Regarding Investment Advisers Act of 1940 | SEC-PR |
| | Press Release: SEC Supports Decision of Securities Markets to Observe National Day of Mourning for Former President Gerald R. Ford; 2006-222; Dec. 29, 2006 | SEC-PR |
| | SEC Chairman William H. Donaldson to Step Down on June 30 | SEC-PR |
| | SEC Chairman Announces First National 'CCOutreach' Seminar | SEC-PR |
| | Press Release: Meeting Between SEC Chairman Cox and CESR Chairman Wymeersch and Vice Chair Tavares to Discuss Joint Work | SEC-PR |
| | Press Release: SEC Chairman Announces Opening of Registration for 'CCOutreach' National Seminar for 2006; 2006-170; Oct. 4, 2006 | SEC-PR |
| | SEC Advisory Committee on Smaller Public Companies Plans Washington Meeting | SEC-PR |
| | Press Release: Commission Calendars Proposed Amendment to Rule 14a-8 Governing Director Nominations by Shareholders | SEC-PR |
| | Harold Degenhardt, Head of the SEC's Fort Worth Office, to Leave the Commission | SEC-PR |
| | Press Release: SEC Schedules Open Meeting to Discuss PCAOB's Proposed Auditing Standard and SEC's Proposed Management Guidance for Section 404 of Sarbanes-Oxley Act (Press Release No. 2007-56; March 28, 2007) | SEC-PR |
| | Press Release: A. Duer Meehan Named Associate Director in OCIE's Office of Market Oversight | SEC-PR |
| | Press Release: SEC Approves New Guidance for Compliance with Section 404 of Sarbanes-Oxley (Press Release No. 2007-101; May 23, 2007) | SEC-PR |
| | Scott Taub Designated as Acting Chief Accountant | SEC-PR |
| | Press Release: Market Cap of 'Interactive Data' Filers Tops $2 Trillion | SEC-PR |
| | Press Release: Visiting Academic Scholar Named by the Office Of Economic Analysis; 2006-151; Sept. 8, 2006 | SEC-PR |
| | Press Release: Further Relief From the Section 404 Requirements for Smaller Companies and Newly Public Companies; 2006-210; Dec. 15, 2006 | SEC-PR |
| | Joint Release: Report Issued on Improving Financial Privacy Notices for Consumers; 2006-46; Mar. 31, 2006 | SEC-PR |
| | Press Release: Economic Fellow Named by the Office of Economic Analysis | SEC-PR |
| | Ari Gabinet, District Administrator of the SEC's Philadelphia Office, to Leave the Commission | SEC-PR |
| | Press Release: Tom Kim Named Chief Counsel in Division of Corporation Finance | SEC-PR |
| | SEC Adopts Rule Establishing a Voluntary Program for Reporting Financial Information on Edgar Using XBRL | SEC-PR |
| | Press Release: SEC Proposes Rule Amendments to Provide Investors Internet Access to Exemptive Applications (Press Release No. 2007-224; November 2, 2007) | SEC-PR |
| | Press Release: Agencies Adopt Final Rules to Implement the Bank 'Broker' Provisions of the Gramm-Leach-Bliley Act | SEC-PR |
| | SEC Announces Reopening of Comment Period for Point of Sale and Confirmation Disclosure Requirements | SEC-PR |
| | Press Release: Randall Lee, SEC Regional Director in Los Angeles, to Leave the Commission | SEC-PR |
| | Lucile Corkery Named Associate District Administrator for Examinations in the SEC’s Boston District Office; 2005-165; Nov. 29, 2005 | SEC-PR |
| | Statement of SEC Spokesman 10/27/97 "We've been in constant touch with the Federal Reserve Board, the Treasury Department, the Commodity Futures Trading Commission, the markets, and the broker/dealer | SEC-PR |
| | Press Release: SEC to Replace Many Paper Effectiveness Orders With Electronic Notifications of Effectiveness; 2006-61; Apr. 25, 2006 | SEC-PR |
| | Press Release: SEC and Japan Financial Services Agency Announce Terms for Increased Cooperation and Collaboration; 2006-14 ; Jan. 30, 2006 | SEC-PR |
| | Press Release: Visiting Academic Scholars and Economic Fellows Appointed to the Office of Economic Analysis | SEC-PR |
| | Social Media and Investing – Understanding Your Accounts | SEC-PR |
| | Visiting Academic Scholars Appointed to the Office of Economic Analysis | SEC-PR |
| | The SEC’s Office of Investor Education and Advocacy | SEC-PR |
| | Press Release: Statement of SEC Division of Market Regulation Director Erik Sirri Regarding the Start of the Trading Phase of Compliance With Regulation NMS on Monday, March 5, 2007 | SEC-PR |
| | Finders Proposed Exemptive Order: Overview Chart of Tier I Finders, | SEC-PR |
| | Obtained orders in SEC judicial and administrative proceedings requiring securities violators to disgorge | SEC-PR |
| | Press Release: Commission Announces Schedule For Action Regarding Section 404 of the Sarbanes-Oxley Act OF 2002, Foreign Private Issuer Deregistration, Internet Availability of Proxy Materials, and Securities Exchange Act Rule 14A-8; 2006-172; Oct. 11, 2006 | SEC-PR |
| | I N S P ECTION S AN D | SEC-PR |
| | Fee Rate Advisory #2 for Fiscal Year 2006 | SEC-PR |
| | Press Release: Florence Harmon Named Deputy Secretary; 2006-186; Nov. 7, 2006 | SEC-PR |
| | Press Release: Office of the Chief Accountant Selects Three Professional Accounting Fellows | SEC-PR |
| | Press Release: Chief Economist Chester Spatt to Leave SEC | SEC-PR |
| | Commission Guidance Regarding Management’s Report on Internal Control Over | SEC-PR |
| | Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and | SEC-PR |
| | Related to Market Oversight and the Supervision of | SEC-PR |
| | Plan to Implement a Tick Size Pilot Program | SEC-PR |
| | Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for | SEC-PR |
| | Order Granting Registration of Moody’s Investors Service, INC | SEC-PR |
| | This annual report of the Office of the Advocate for Small Business Capital | SEC-PR |
| | Securities and Exchange Commission Division of Enforcement Enforcement Manual | SEC-PR |
| | James Clarkson Named Acting District Administrator of the SEC's Fort Worth District Office | SEC-PR |
| | SEC Announces Assistance to Katrina Victims | SEC-PR |
| | Order Granting Registration of Dbrs Limited As a Nationally | SEC-PR |
| | Press Release: Daniel M. Hawke Named District Administrator of the SEC's Philadelphia District Office; 2006-49; Apr. 6, 2006 | SEC-PR |
| | Warning: Could not find a preferred cmap table. | SEC-PR |
| | 2018 NATIONAL EXAM PROGRAM EXAMINATION PRIORITIES | SEC-PR |
| | Firm and Investor Outreach and Risk Alerts .......................................................................................6 | SEC-PR |
| | SEC Advisory Committee on Smaller Companies Publishes Agenda, Names Witness Panels, for New York Meeting | SEC-PR |
| | Press Release: Statements of SEC Chairman Christopher Cox and Chief Accountant Conrad Hewitt Regarding PCAOB's Proposed Section 404 Auditing Standard; 2006-213; Dec. 19, 2006 | SEC-PR |
| | Press Contact: John j. Nester (202) 942-7083 SEC Chairman Arthur Levitt, California Officials to Hold Investors' Town Meeting in Palo Alto More American households are investing in the markets than ev | SEC-PR |
| | When market participants submit orders to buy or sell shares of an NMS stock, the difference | SEC-PR |
| | Askquestions Brochure 508 9 20 | SEC-PR |
| | Commission Amends Compliance Dates for FASB Statement No. 123R on Employee Stock Options | SEC-PR |
| | Press Release: SEC Elevates District Offices to Regional Level | SEC-PR |
| | Order Granting Registration of Fitch, INC As a Nationally | SEC-PR |
| | Order Granting Registration of Japan Credit Rating Agency | SEC-PR |
| | Table A. Estimation of baseline of aggregate maximum offering prices . | SEC-PR |
| | of Information Related to Market Oversight and the | SEC-PR |
| | Small Business Capital Formation annually. The recommendations contained in this report were | SEC-PR |
| | This is a Report of the Staff of the | SEC-PR |
| | Economics Note: The Distribution of Leveraged ETF Returns | SEC-PR |
| | Form PF provides the Commissions and FSOC with important, confidential information about | SEC-PR |
| | SHORT STATEMENT TITLE | SEC-PR |
| | SEC Chairman Donaldson Announces Members of Advisory Committee on Smaller Public Companies | SEC-PR |
| | Fee Rate Advisory #5 for Fiscal Year 2006 | SEC-PR |
| | Press Contact: John Nester (202) 942-7083 National Roundtable on Saving and Investing Scheduled in | SEC-PR |
| | Press Release: Fee Rate Advisory #3 for Fiscal Year 2007; 2006-168; Sep. 29, 2006 | SEC-PR |
| | Press Release: New "ComplianceAlerts" to Help SEC-Registered Firms Identify Deficiencies and Improve Compliance Programs | SEC-PR |
| | As Directed by the Explanatory Statement to the | SEC-PR |
| | Iosconews119 | SEC-PR |
| | The SEC’s Office of Investor Education and Advocacy is | SEC-PR |
| | Andrew D. Bailey, Jr., Deputy Chief Accountant, U.S. Securities and Exchange Commission, to Leave SEC | SEC-PR |
| | SEC Seeks Software Industry Help to Give Investors Access to Interactive Data | SEC-PR |
| | Press Release: Fee Rate Advisory #2 for Fiscal Year 2007; 2006-161; Sept. 26, 2006 | SEC-PR |
| | Office of the Chief Accountant Selects Two Professional Accounting Fellows | SEC-PR |
| | Order Granting Registration of A.m. Best Company, INC As a | SEC-PR |
| | Enforcement Actions by Fiscal Year 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 | SEC-PR |
| | In view of the growing globalization of the world's financial markets and the increase in cross- | SEC-PR |
| | Order Granting Registration of Standard & Poor’s Ratings | SEC-PR |
| | This study examines the general characteristics of a relatively new segment within the Exchange-Traded | SEC-PR |
| | Press Release: Fee Rate Advisory #5 for Fiscal Year 2008 (Press Release No. 2007-269; December 21, 2007) | SEC-PR |
| | Finance Researchers Encouraged To Study Regulation Sho Pilot That Starts May 2 | SEC-PR |
| | Press Release: SEC Risk Director Charles Fishkin to Leave Commission; 2006-204; Dec. 12, 2006 | SEC-PR |
| | SEC Extends Time for Banks to Comply with Gramm-Leach-Bliley Act Broker Registration Requirements | SEC-PR |
| | David B. Smith, Jr., Associate Director, Division of Investment Management, to Leave Commission | SEC-PR |
| | Title I of the JOBS Act added Securities Act Section 2(a)(19) and Exchange Act Section | SEC-PR |
| | Fee Rate Advisory #1 for Fiscal Year 2006 | SEC-PR |
| | Fee Rate Advisory #3 for Fiscal Year 2006 | SEC-PR |
| | Joy Gaines Thompson Named Acting District Administrator of the SEC's Philadelphia District Office | SEC-PR |
| | Form PF, adopted by the SEC and CFTC in 2011, provides the SEC and the Financial | SEC-PR |
| | Press Release: SEC, NASAA Announce Continuation of IARD System Fee Waiver; 2006-182; Oct. 26, 2006 | SEC-PR |
| | Commission Announces SEC Roundtable on Regulation SHO Pilot | SEC-PR |
| | SEC Names Meyer Eisenberg Acting Director of Division of Investment Management | SEC-PR |
| | SEC Announces Implementation of Real-Time Price Transparency in the Municipal Market | SEC-PR |
| | SEC Chairman Cox to Travel to Beijing, China | SEC-PR |
| | Fee Rate Advisory #4 for Fiscal Year 2006 | SEC-PR |
| | Join Morehouse College and the SEC to help drive | SEC-PR |
| | Scott Friestad Named Associate Director of SEC's Division of Enforcement | SEC-PR |
| | In the Matter of : Order Under Rule 602(e) of the | SEC-PR |
| | SEC Advisory Committee Identifies Witnesses for New York Meeting | SEC-PR |
| | Press Release: Commission Announces Schedule For Action Regarding Section 404 of the Sarbanes-Oxley Act OF 2002, Foreign Private Issuer Deregistration, Internet Availability of Proxy Materials, and Securities Exchange Act Rule 14A-8; 2006-172; Oct. 11, 2006 | SEC-PR |
| | SEC Advisory Committee on Smaller Companies Publishes Agenda, Identifies Witness Panels, for Chicago Meeting | SEC-PR |
| | Press Release: Kay Lackey Named Associate Regional Director for Enforcement in SEC's New York Regional Office | SEC-PR |
| | Press Release: <i>CCOutreach</i> BD National Seminar to Be Held March 7 | SEC-PR |
| | The CAT NMS Plan requires both Participants and Industry Members to fund the CAT. The | SEC-PR |
| | Press Release: Commission Staff Publishes Its Observations in the Review of Executive Compensation Disclosure (Press Release No. 2007-214; October 9, 2007) | SEC-PR |
| | Press Release: Statement of the Securities and Exchange Commission on the Death of Former Commissioner J. Carter Beese, Jr. | SEC-PR |
| | Deputy Chief Economist Kathleen Weiss Hanley to Leave SEC | SEC-PR |
| | and the Exchange of Information Related to the | SEC-PR |
| | SEC Publishes Resources to Assist Public School Teachers | SEC-PR |
| | Donald Nicolaisen, Chief Accountant, U.S. Securities and Exchange Commission, to Leave SEC | SEC-PR |
| | Press Release: Fee Rate Advisory #2 for Fiscal Year 2008 | SEC-PR |
| | Statement of Chairman Christopher Cox Regarding Use of Market Instruments in Valuing Employee Stock Options | SEC-PR |
| | The conditional exemptive order allows the self-regulatory organizations that are participants | SEC-PR |
| | Statement by Commissioner Cynthia A. Glassman | SEC-PR |
| | Daniel Hawke Named Associate District Administrator for Enforcement in the SEC's Philadelphia District Office | SEC-PR |
| | SEC Extends Comment Period for SRO Proposed Rulemaking | SEC-PR |
| | This document identifies selected 2016 examination priorities of the Office of Compliance Inspections | SEC-PR |
| | The Office of Market Oversight ("Market Oversight") within the Office of Compliance | SEC-PR |
| | Press Release: SEC and FinCEN Sign Information Sharing Agreement; 2006-217; Dec. 21, 2006 | SEC-PR |
| | A company has just released its quarterly earnings. | SEC-PR |
| | Press Release: Federal Identity Theft Task Force Seeks Public Comment; 2006-220; Dec. 28, 2006 | SEC-PR |