SEC Press press_release 4 KB 1,132 chars

Press Release: Chairman Cox to Convene SEC Chairmen Roundtable

Release
2007-98
summary

No fraud, charges, or legal outcome are described in the document, which merely announces a public roundtable hosted by SEC Chairman Christopher Cox featuring five former SEC chairmen discussing securities regulation.

paragraph

The document is a press release from the SEC announcing a roundtable discussion on May 23, 2007, led by Chairman Christopher Cox and five former SEC chairmen: William H. Donaldson, Roderick M. Hills, Arthur Levitt, Harvey L. Pitt, and David S. Ruder. The event was informational and policy-focused, with no allegations of misconduct, financial penalties, or enforcement actions. It was open to the public and webcast live, underscoring its transparency and non-adversarial purpose.

narrative

The SEC issued a press release on May 22, 2007, announcing a public roundtable scheduled for May 23, 2007, at its headquarters in Washington, D.C. The event was convened by SEC Chairman Christopher Cox and included five former SEC chairmen—William H. Donaldson, Roderick M. Hills, Arthur Levitt, Harvey L. Pitt, and David S. Ruder—to discuss securities regulation and policy. There were no allegations of fraud, misconduct, or enforcement actions related to any participants or the event. The purpose was purely informational and collaborative, aimed at fostering dialogue on regulatory issues. The roundtable was open to the public on a space-available basis and was also live-streamed via the SEC’s website to ensure transparency. No financial penalties, charges, or legal outcomes were involved, as the gathering was not an investigative or prosecutorial proceeding. The document serves solely as an announcement of a policy forum, with no indication of wrongdoing or resolution of any legal matter.

Enriched metadata

Scheme
non-corporate (100%)
Classified non-corporate(confidence 100%). No EDGAR filing fingerprint (criminal/DOJ-side scheme). detection rule →
Parties
arthur levittceo and founder of kalorama partnerschairman of donaldson enterpriseschristopher coxdavid s. ruderharvey l. pittpartner at hills and stern llproderick m. hillssec chairmansec chairman 1975-77sec chairman 1987-89sec chairman 1993-2001sec chairman 2001-03sec chairman 2003-05sec chairmen roundtablesec chairmen roundtable on may 23, 2007sec headquarters, 100 f street n.e., washington d.c.senior advisor at the carlyle groupwilliam h. donaldson
Keywords
chairmansecroundtablechairmen roundtablecoxchairmenroundtable chairmanconvenewashingtonwilliamdonaldsonhillslawpublichttp

Extracted insights

Entities 19
  • person arthur levitt
  • company ceo and founder of kalorama partners
  • company chairman of donaldson enterprises
  • person christopher cox
  • person david s. ruder
  • person harvey l. pitt
  • company partner at hills and stern llp
  • person roderick m. hills
  • agency sec chairman
  • agency sec chairman 1975-77
  • agency sec chairman 1987-89
  • agency sec chairman 1993-2001
  • agency sec chairman 2001-03
  • agency sec chairman 2003-05
  • agency sec chairmen roundtable
  • agency sec chairmen roundtable on may 23, 2007
  • agency sec headquarters, 100 f street n.e., washington d.c.
  • company senior advisor at the carlyle group
  • person william h. donaldson
Triples 14
  • Christopher Cox announced SEC Chairmen Roundtable on May 23, 2007
  • Christopher Cox is SEC Chairman
  • William H. Donaldson served as SEC Chairman 2003-05
  • William H. Donaldson is Chairman of Donaldson Enterprises
  • Roderick M. Hills served as SEC Chairman 1975-77
  • Roderick M. Hills is Partner at Hills and Stern LLP
  • Arthur Levitt served as SEC Chairman 1993-2001
  • Arthur Levitt is Senior Advisor at The Carlyle Group
  • Harvey L. Pitt served as SEC Chairman 2001-03
  • Harvey L. Pitt is CEO and Founder of Kalorama Partners
  • David S. Ruder served as SEC Chairman 1987-89
  • David S. Ruder is William W. Gurley Memorial Professor of Law at Northwestern School of Law
  • SEC Chairmen Roundtable scheduled for May 23, 2007, 5:00-6:00 P.M. EDT
  • SEC Chairmen Roundtable held at SEC Headquarters, 100 F Street N.E., Washington D.C.
View original SEC press releasesec.gov
Extracted body text (1,132c)
Chairman Cox to Convene SEC Chairmen Roundtable FOR IMMEDIATE RELEASE 2007-98 Washington, D.C., May 22, 2007 - SEC Chairman Christopher Cox today announced that on May 23, 2007, five former chairmen of the U.S. Securities and Exchange Commission will join him for a roundtable discussion. In addition to Chairman Cox, roundtable participants will include William H. Donaldson, 2003-05, Chairman, Donaldson Enterprises Roderick M. Hills, 1975-77, Partner, Hills and Stern LLP Arthur Levitt, 1993-2001, Senior Advisor, The Carlyle Group Harvey L. Pitt, 2001-03, CEO and Founder of Kalorama Partners David S. Ruder, 1987-89, William W. Gurley Memorial Professor of Law at Northwestern School of Law The public roundtable is scheduled for 5:00 – 6:00 P.M., E.D.T., on May 23, 2007, and will be conducted in the Auditorium of the Commission's headquarters building at 100 F Street, N.E., Washington, D.C. The public is invited to attend on a space available basis. The event will also be webcast live at http://www.sec.gov/news/otherwebcasts.shtml. http://www.sec.gov/news/press/2007/2007-98.htm Home | Previous Page Modified: 05/22/2007
OCR text (1,132c · plain-text · 99% conf)
Chairman Cox to Convene SEC Chairmen Roundtable FOR IMMEDIATE RELEASE 2007-98 Washington, D.C., May 22, 2007 - SEC Chairman Christopher Cox today announced that on May 23, 2007, five former chairmen of the U.S. Securities and Exchange Commission will join him for a roundtable discussion. In addition to Chairman Cox, roundtable participants will include William H. Donaldson, 2003-05, Chairman, Donaldson Enterprises Roderick M. Hills, 1975-77, Partner, Hills and Stern LLP Arthur Levitt, 1993-2001, Senior Advisor, The Carlyle Group Harvey L. Pitt, 2001-03, CEO and Founder of Kalorama Partners David S. Ruder, 1987-89, William W. Gurley Memorial Professor of Law at Northwestern School of Law The public roundtable is scheduled for 5:00 – 6:00 P.M., E.D.T., on May 23, 2007, and will be conducted in the Auditorium of the Commission's headquarters building at 100 F Street, N.E., Washington, D.C. The public is invited to attend on a space available basis. The event will also be webcast live at http://www.sec.gov/news/otherwebcasts.shtml. http://www.sec.gov/news/press/2007/2007-98.htm Home | Previous Page Modified: 05/22/2007