SEC v. Estate of Richard Myre; and Estate of Dale Dahmen, No. 0:23-cv-01997, District of Minnesota (Apr. 15, 2026) — Judgment

UNITED STATES DISTRICT COURT District of Minnesota

U.S. Securities and Exchange Commission, Plaintiff, v. Estate of Richard Myre, The, Estate of Dale Dahmen, The, Defendants.

Decision by Court. This action came to trial or hearing before the Court. The issues have been tried or heard and a decision has been rendered.

IT IS ORDERED, ADJUDGED AND DECREED THAT:

Relief Defendant the Estate of Dale Dahmen is liable for disgorgement of $648,747.15, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $51,034.69, for a total of $699,781.84. Relief Defendant the Estate of Dale Dahmen shall satisfy its obligation by paying $699,781.84 to the Securities and Exchange Commission within 30 days after entry of this Final Judgment.

Relief Defendant the Estate of Dale Dahmen may transmit payment electronically to the Commission, which will provide detailed ACH transfer/Fedwire instructions upon request. Payment may also be made directly from a bank account via Pay.gov through the SEC website at http://www.sec.gov/about/offices/ofm.htm. Relief Defendant the Estate of Dale Dahmen may also pay by certified check, bank cashier’s check, or United States postal money order payable to the Securities and Exchange Commission, which shall be delivered

JUDGMENT IN A CIVIL CASE

or mailed to

Enterprise Services Center Accounts Receivable Branch 6500 South MacArthur Boulevard Oklahoma City, OK 73169

and shall be accompanied by a letter identifying the case title, civil action number, and name of this Court; the Estate of Dale Dahmen as Relief Defendant; and specifying that payment is made pursuant to this Final Judgment.

Relief Defendant the Estate of Dale Dahmen shall simultaneously transmit photocopies of evidence of payment and case identifying information to the Commission’s counsel in this action. By making this payment, Relief Defendant the Estate of Dale Dahmen relinquishes all legal and equitable right, title, and interest in such funds and no part of the funds shall be returned to Relief Defendant the Estate of Dale Dahmen.

The Commission shall hold the funds (collectively, the “Fund”) until further order of this Court. The SEC may propose a plan to distribute the Fund subject to the Court’s approval, and the Court shall retain jurisdiction over the administration of any distribution of the Fund.

The Commission may enforce the Court’s judgment for disgorgement and prejudgment interest by using all collection procedures authorized by law, including, but not limited to, moving for civil contempt at any time after 30 days following entry of this Final Judgment. Relief Defendant the Estate of Dale Dahmen shall pay post judgment interest on any amounts due after 30 days of the entry of this Final Judgment pursuant to 28 U.S.C. § 1961.

II.

IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment.III.

There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice.

Date: 4/11/2025

KATE M. FOGARTY, CLERK

UNITED STATES DISTRICT COURT District of Minnesota

U.S. Securities and Exchange Commission, Plaintiff, v. Estate of Richard Myre, The, Estate of Dale Dahmen, The, Defendants.

Decision by Court. This action came to trial or hearing before the Court. The issues have been tried or heard and a decision has been rendered.

IT IS ORDERED, ADJUDGED AND DECREED THAT:

Relief Defendant the Estate of Dale Dahmen is liable for disgorgement of $648,747.15, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $51,034.69, for a total of $699,781.84. Relief Defendant the Estate of Dale Dahmen shall satisfy its obligation by paying $699,781.84 to the Securities and Exchange Commission within 30 days after entry of this Final Judgment.

Relief Defendant the Estate of Dale Dahmen may transmit payment electronically to the Commission, which will provide detailed ACH transfer/Fedwire instructions upon request. Payment may also be made directly from a bank account via Pay.gov through the SEC website at http://www.sec.gov/about/offices/ofm.htm. Relief Defendant the Estate of Dale Dahmen may also pay by certified check, bank cashier’s check, or United States postal money order payable to the Securities and Exchange Commission, which shall be delivered

JUDGMENT IN A CIVIL CASE

Case Number: 23cv1997 (JWB/DTS)CASE 0:23-cv-01997-JWB-DTS Doc. 101 Filed 04/11/25 Page 2 of 3

or mailed to

Enterprise Services Center Accounts Receivable Branch 6500 South MacArthur Boulevard Oklahoma City, OK 73169

and shall be accompanied by a letter identifying the case title, civil action number, and name of this Court; the Estate of Dale Dahmen as Relief Defendant; and specifying that payment is made pursuant to this Final Judgment.

Relief Defendant the Estate of Dale Dahmen shall simultaneously transmit photocopies of evidence of payment and case identifying information to the Commission’s counsel in this action. By making this payment, Relief Defendant the Estate of Dale Dahmen relinquishes all legal and equitable right, title, and interest in such funds and no part of the funds shall be returned to Relief Defendant the Estate of Dale Dahmen.

The Commission shall hold the funds (collectively, the “Fund”) until further order of this Court. The SEC may propose a plan to distribute the Fund subject to the Court’s approval, and the Court shall retain jurisdiction over the administration of any distribution of the Fund.

The Commission may enforce the Court’s judgment for disgorgement and prejudgment interest by using all collection procedures authorized by law, including, but not limited to, moving for civil contempt at any time after 30 days following entry of this Final Judgment. Relief Defendant the Estate of Dale Dahmen shall pay post judgment interest on any amounts due after 30 days of the entry of this Final Judgment pursuant to 28 U.S.C. § 1961.

II.

IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment.III.

There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice.

Date: 4/11/2025

KATE M. FOGARTY, CLERK