SEC v. Scott Jeffrey Mason; Rubicon Wealth Management, LLC; and Orchard Park Real Estate Holdings LLC, No. 2:25-cv-00292, Eastern District of Pennsylvania (Dec. 19, 2025) — Judgment
raw: SEC v. SCOTT JEFFREY MASON
SEC v. SCOTT JEFFREY MASON, No. 2:25-cv-00292 (Dec. 19, 2025)
Classified investment-adviser-fraud(confidence 100%). EDGAR detection: forms ADV/ADV-E/ADV-W/Form D· recall 33% / precision 13%. detection rule →
Statutes
15 U.S.C. § 78j(b)15 U.S.C. § 80b-6(1)11 U.S.C. §52311 U.S.C. §523(a)17 C.F.R. § 240.10b-5Section 10(b) of the Securities Exchange ActSections 206(1) and 206(2) of the Investment Advisers ActSections 206(1) and 206(2) of the Investment Advisers ActRule 10b-5
Parties
Securities and Exchange CommissionScott Jeffrey MasonOrchard Park Real Estate Holdings LLCRubicon Wealth Management, LLC
Keywords
ordered adjudgedadjudged decreedfurther orderedorderedscott jeffreyjeffrey masondocument pageadjudgeddecreedinvestmentfurtherclientmasonsecuritiessecurities exchange
Extracted insights
Entities 6
- person defendant scott jeffrey mason
- company Orchard Park Real Estate Holdings LLC
- company Rubicon Wealth Management, LLC
- person Scott Jeffrey Mason
- agency Securities and Exchange Commission
- person this final judgment
Triples 9
- Securities And Exchange Commission filed a Complaint Defendant Scott Jeffrey Mason
- Defendant Scott Jeffrey Mason consented to the Court’s jurisdiction over Defendant and the subject matter of this action
- Defendant Scott Jeffrey Mason consented to entry of a preliminary or partial Judgment entered March 3, 2025
- Defendant Scott Jeffrey Mason consented to entry of this Final Judgment
- Defendant Scott Jeffrey Mason is permanently restrained and enjoined from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5
- Defendant Scott Jeffrey Mason is permanently restrained and enjoined from violating Sections 206(1) and 206(2) of the Investment Advisers Act of 1940
- Defendant Scott Jeffrey Mason engaged in creating a false appearance or otherwise deceiving any person
- Defendant Scott Jeffrey Mason disseminated false or misleading documents, materials, or information
- Defendant Scott Jeffrey Mason made false or misleading statements about investment strategies, company prospects, use of investor funds, compensation, qualifications, and misappropriation of funds
Text layers
Extracted body text (140c)
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