2025-12-19 sec-litreleases judgment 162 KB 140 chars

SEC v. Scott Jeffrey Mason; Rubicon Wealth Management, LLC; and Orchard Park Real Estate Holdings LLC, No. 2:25-cv-00292, Eastern District of Pennsylvania (Dec. 19, 2025) — Judgment

raw: SEC v. SCOTT JEFFREY MASON

SEC v. SCOTT JEFFREY MASON, No. 2:25-cv-00292 (Dec. 19, 2025)

Caption
SECURITIES AND EXCHANGE COMMISSION v. MASON

Enriched metadata

Scheme
investment-adviser-fraud (95%)
Court
Eastern District of Pennsylvania
Case No.
2:25-cv-00292
Disgorgement
$22,647,944
Classified investment-adviser-fraud(confidence 95%). EDGAR detection: forms ADV/ADV-E/ADV-W/Form D· recall 33% / precision 13%. detection rule →
Parties
Securities and Exchange CommissionScott Jeffrey MasonOrchard Park Real Estate Holdings LLCRubicon Wealth Management, LLC
Keywords
ordered adjudgedadjudged decreedfurther orderedorderedscott jeffreyjeffrey masonsecurities exchangemasonadjudgeddecreedorchard parkpark realreal estateestate holdingsdocument page

Extracted insights

Entities 2
  • company orchard park real estate holdings llc
  • agency Securities and Exchange Commission
Triples 9
  • Securities And Exchange Commission filed Complaint
  • Orchard Park Real Estate Holdings LLC consented to Court's jurisdiction over Defendant and the subject matter of this action
  • Orchard Park Real Estate Holdings LLC consented to entry of a preliminary or partial Judgment entered March 3, 2025
  • Orchard Park Real Estate Holdings LLC consented to entry of this Final Judgment
  • Orchard Park Real Estate Holdings LLC waived findings of fact and conclusions of law
  • Orchard Park Real Estate Holdings LLC waived any right to appeal from this Final Judgment
  • Defendant is permanently restrained and enjoined from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security to employ any device, scheme, or artifice to defraud; to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made not misleading; or to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person
  • Defendant is liable for disgorgement of $17,734,515.69 and prejudgment interest of $4,913,428.60, for a total of $22,647,944.29, joint and several with co-defendants Scott Jeffrey Mason and Rubicon Wealth Management LLC
  • Defendant's disgorgement and prejudgment interest obligation of $22,647,944.29 is deemed satisfied by the restitution ordered and the order of forfeiture entered on Co-Defendant Mason in the parallel criminal case, United States v. Scott Mason, Case No. 2:25-cr-00025 (TJS) (E.D. Pa.)
Text layers
Extracted body text (140c)
[OCR_UNRECOVERABLE method=recover reason=missing_pdf ts=2026-08-11T14:53:34.457Z]                                                           
OCR text (4,433c · recover-missing_pdf · 0% conf)
1 

IN THE UNITED STATES DISTRICT COURT 
FOR THE EASTERN DISTRICT OF PENNSYLVANIA 

SECURITIES AND EXCHANGE COMMISSION, 

Plaintiff,
Case No. 2:25-cv-00292 

v.

SCOTT JEFFREY MASON, RUBICON WEALTH 
MANAGEMENT, LLC, and ORCHARD PARK 
REAL ESTATE HOLDINGS LLC, 

Defendants.

FINAL JUDGMENT OF DEFENDANT ORCHARD PARK 
REAL ESTATE HOLDINGS  LLC 

The Securities and Exchange Commission having filed a Complaint and Defendant 

Orchard Park Real Estate Holdings LLC (“Defendant”) having entered a general appearance; 

consented to the Court’s jurisdiction over Defendant and the subject matter of this action; 

consented to entry of a preliminary or partial Judgment entered March 3, 2025 (Doc. No. 14); 

consented to entry of this Final Judgment; waived findings of fact and conclusions of law; and 

waived any right to appeal from this Final Judgment: 

I. 

IT IS ORDERED, ADJUDGED, AND DECREED that Defendant is permanently 

restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities 

Exchange Act of 1934 (the “Exchange Act”) [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated 

thereunder [17 C.F.R. § 240.10b-5], by using any means or instrumentality of interstate 

commerce, or of the mails, or of any facility of any national securities exchange, in connection 

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2 
 

with the purchase or sale of any security: 

 (a)  to employ any device, scheme, or artifice to defraud; 

 (b)  to make any untrue statement of a material fact or to omit to state a material fact 

  necessary in order to make the statements made, in the light of the circumstances 

  under which they were made, not misleading; or 

 (c)  to engage in any act, practice, or course of business which operates or would 

  operate as a fraud or deceit upon any person  

by, directly or indirectly, (i) creating a false appearance or otherwise deceiving any person, or (ii) 

disseminating false or misleading documents, materials, or information or making, either orally 

or in writing, any false or misleading statement in any communication with any investor or 

prospective investor, about: 

 (a)  any investment strategy or investment in securities; 

 (b)  the prospects for success of any product or company; 

 (c)  the use of investor funds; 

 (d)  compensation to any person; 

 (e)  Defendant’s qualifications to advise investors; or 

 (f)  the misappropriation of investor funds or investment proceeds. 

 IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as provided in 

Federal Rule of Civil Procedure 65(d)(2), the foregoing paragraph also binds the following who 

receive actual notice of this Judgment by personal service or otherwise: (a) Defendant’s officers, 

agents, servants, employees, and attorneys; and (b) other persons in active concert or 

participation with Defendant or with anyone described in (a). 

 

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II. 

IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that 

Defendant is liable for disgorgement of $17,734,515.69, representing net profits gained as a 

result of the conduct alleged in the Complaint, as well as $4,913,428.60 in prejudgment interest 

thereon, for a total of $22,647,944.29, joint and several with co-defendants Scott Jeffrey Mason 

and Rubicon Wealth Management LLC.  IT IS FURTHER ORDERED, ADJUDGED, AND 

DECREED that Defendant’s disgorgement and prejudgment interest obligation of 

$22,647,944.29 is deemed satisfied by the restitution ordered and the order of forfeiture entered 

on Co-Defendant Mason in the parallel criminal case, United States v. Scott Mason, Case No. 

2:25-cr-00025 (TJS) (E.D. Pa.). 

III. 

IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Consent is 

incorporated herein with the same force and effect as if fully set forth herein, and that Defendant 

shall comply with all of the undertakings and agreements set forth therein. 

IV. 

IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall 

retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. 

SO ORDERED. 

Dated:  ______________, 2025 __________________________________   
HON. TIMOTHY J. SAVAGE 
UNITED STATES DISTRICT JUDGE 

December 12 /s/ Timothy J. Savage

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