2025-12-19 sec-litreleases judgment 164 KB 140 chars

SEC v. SCOTT JEFFREY MASON; RUBICON WEALTH MANAGEMENT, LLC; and ORCHARD PARK REAL ESTATE HOLDINGS LLC, No. 2:25-cv-00292, Eastern District of Pennsylvania (Dec. 19, 2025) — Judgment

raw: SEC v. SCOTT JEFFREY MASON

SEC v. SCOTT JEFFREY MASON, No. 2:25-cv-00292 (Dec. 19, 2025)

Enriched metadata

Classified investment-adviser-fraud(confidence 100%). EDGAR detection: forms ADV/ADV-E/ADV-W/Form D· recall 33% / precision 13%. detection rule →

Entities 5

Triples 10

Securities And Exchange Commission Filed a Complaint Case No. 2:25-cv-00292
Defendant Rubicon Wealth Management, Llc Entered a General Appearance N/A
Defendant Rubicon Wealth Management, Llc Consented To The Court’s Jurisdiction Over Defendant And The Subject Matter Of This Action
Defendant Rubicon Wealth Management, Llc Consented To Entry Of a Preliminary Or Partial Judgment Entered March 3, 2025 (Doc. No. 13)
Defendant Rubicon Wealth Management, Llc Consented To Entry Of This Final Judgment N/A
Defendant Rubicon Wealth Management, Llc Waived Findings Of Fact And Conclusions Of Law N/A
Defendant Rubicon Wealth Management, Llc Waived Any Right To Appeal From This Final Judgment
The Court Ordered, Adjudged, And Decreed Defendant Is Permanently Restrained And Enjoined From Violating Section 10(b) Of The Securities Exchange Act Of 1934 And Rule 10b-5 Promulgated Thereunder
The Court Ordered, Adjudged, And Decreed The Foregoing Paragraph Also Binds Those Who Receive Actual Notice Of This Judgment By Personal Service Or Otherwise
The Court Ordered, Adjudged, And Decreed Defendant Is Permanently Restrained And Enjoined From Violating Sections 206(1) And 206(2) Of The Investment Advisers Act Of 1940

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